AES CORP 4
4 · AES CORP · Filed Jun 4, 2007
Insider Transaction Report
Form 4
AES CORPAES
HEMPHILL ROBERT F JR
Executive VP
Transactions
- Sale
Common Stock
2007-06-01$23.76/sh−4,300$102,168→ 1,338,908 total - Sale
Common Stock
2007-06-01$23.77/sh−4,500$106,965→ 1,334,408 total - Sale
Common Stock
2007-06-01$23.81/sh−400$9,524→ 1,331,608 total - Sale
Common Stock
2007-06-01$23.70/sh−1,935$45,860→ 1,343,308 total - Sale
Common Stock
2007-06-01$23.68/sh−264$6,252→ 1,346,844 total - Sale
Common Stock
2007-06-01$23.69/sh−1,601$37,928→ 1,345,243 total - Sale
Common Stock
2007-06-01$24.00/sh−7,000$168,000→ 1,324,408 total - Award
Units
2007-05-31$23.73/sh+32$759→ 7,200 total→ Common Stock (32 underlying) - Sale
Common Stock
2007-06-01$23.62/sh−200$4,724→ 1,349,208 total - Sale
Common Stock
2007-06-01$23.67/sh−1,000$23,670→ 1,347,108 total - Sale
Common Stock
2007-06-01$23.78/sh−2,200$52,316→ 1,332,208 total - Sale
Common Stock
2007-06-01$23.63/sh−100$2,363→ 1,349,108 total - Sale
Common Stock
2007-06-01$23.64/sh−500$11,820→ 1,348,608 total
Holdings
- 401,628(indirect: By 401(k))
Common Stock
- 21,304(indirect: By IRA)
Common Stock
Footnotes (3)
- [F1]This sale was executed pursuant to a written plan intended to comply with Rule 10b5-1 under the Securities Act of 1934. Mr. Hemphill's sales plan was adopted on February 6, 2006.
- [F2]These are shares awarded pursuant to the Restoration Retirement Plan (the "Plan"). Mr. Hemphill has elected to defer receipt of compensation otherwise payable to him in the form of stock units, the basis of which is determined to be the Company closing stock price on the last day of each month. The Plan allows for distribution upon a date(s) specified by the participant in the event of the participant's unforeseeable emergency, death or termination of employment. This amount represents Mr. Hemphill's May 2007 deferral.
- [F3]Based upon a plan statement dated 06/01/2007, Mr. Hemphill does not report any change in ownership for shares he holds in The AES Retirement Savings Plan.