4//SEC Filing
GFI Group Inc. 4
Accession 0001179110-07-012264
CIK 0001292426operating
Filed
Jun 4, 8:00 PM ET
Accepted
Jun 5, 5:09 PM ET
Size
14.8 KB
Accession
0001179110-07-012264
Insider Transaction Report
Form 4
GFI Group Inc.GFIG
Kalish Geoffery
Director
Transactions
- Exercise/Conversion
Common Stock
2007-06-01$9.50/sh+21,053$200,004→ 24,590 total(indirect: See footnote) - Sale
Common Stock
2007-06-01$75.12/sh−21,053$1,581,501→ 3,537 total(indirect: See Footnote) - Exercise/Conversion
Options to Purchase Common Stock
2007-06-01$9.50/sh−21,053$200,004→ 0 total(indirect: See footnote)Exercise: $9.50Exp: 2011-07-01→ Common Stock (21,053 underlying)
Holdings
- 640(indirect: See footnote)
Restricted Stock Units
→ Common Stock (640 underlying) - 489(indirect: See footnote)
Restricted Stock Units
→ Common Stock (489 underlying) - 1,185(indirect: See footnote)
Restricted Stock Units
→ Common Stock (1,185 underlying)
Footnotes (10)
- [F1]Options are immediately exercisable.
- [F10]Represents shares of Common Stock owned by Venturion Capital LLC. Mr. Kalish disclaims beneficial ownership of the shares held by this entity except to the extent of his pecuniary interests in such entity.
- [F2]Represents 21,053 options to purchase Common Stock held by Venturion Capital LLC. Mr. Kalish disclaims beneficial ownership of the options held by this fund except to the extent of his pecuniary interest in such fund.
- [F3]The Restricted Stock Units settle 1 for 1 upon vesting.
- [F4]The Restricted Stock Units will vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant. The date of grant was January 31, 2006.
- [F5]Represents 489 Restricted Stock Units held by Venturion Capital LLC. Mr. Kalish disclaims beneficial ownership of these Restricted Stock Units except to the extent of his pecuniary interest in Venturion Capital LLC.
- [F6]The Restricted Stock Units will vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant. The date of grant was January 31, 2007.
- [F7]Represents 640 Restricted Stock Units held by Venturion Capital LLC. Mr. Kalish disclaims beneficial ownership of these Restricted Stock Units except to the extent of his pecuniary interest in Venturion Capital LLC.
- [F8]The Restricted Stock Units will vest on December 31, 2007.
- [F9]Represents 1185 Restricted Stock Units held by Venturion Capital LLC. Mr. Kalish disclaims beneficial ownership of these Restricted Stock Units except to the extent of his pecuniary interest in Venturion Capital LLC.
Documents
Issuer
GFI Group Inc.
CIK 0001292426
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001292426
Filing Metadata
- Form type
- 4
- Filed
- Jun 4, 8:00 PM ET
- Accepted
- Jun 5, 5:09 PM ET
- Size
- 14.8 KB