SPECTRE GAMING INC|4Jun 27, 3:49 PM ET

SPECTRE GAMING INC 4

4 · SPECTRE GAMING INC · Filed Jun 27, 2007

Form 4

Period: 2007-06-22

President and COO

Transactions

Exercise of In-Money
Warrant
2007-06-22−123,793→ 0 total
Exercise: $0.00From: 2007-06-22Exp: 2011-08-18→ Common Stock (123,793 underlying)
Exercise of In-Money
Common Stock
2007-06-22+76,207→ 226,207 total
Other
Warrant
2007-06-22+100,000→ 100,000 total
Exercise: $0.25From: 2007-06-22Exp: 2010-10-27→ Common Stock (100,000 underlying)
Other
Common Stock
2007-06-22+50,000→ 150,000 total
Other
Warrant
2007-06-22+76,207→ 76,207 total
Exercise: $0.00From: 2007-06-22Exp: 2010-10-27→ Common Stock (76,207 underlying)
Exercise Out-of-Money
Warrant
2007-06-22−100,000→ 0 total
Exercise: $0.25From: 2007-06-22Exp: 2010-10-27→ Common Stock (100,000 underlying)
Other
Warrant
2007-06-22+123,793→ 123,793 total
Exercise: $0.00From: 2007-06-22Exp: 2011-08-18→ Common Stock (123,793 underlying)
Exercise of In-Money
Common Stock
2007-06-22+123,793→ 350,000 total
Exercise of In-Money
Warrant
2007-06-22−76,207→ 0 total
Exercise: $0.00From: 2007-06-22Exp: 2010-10-27→ Common Stock (76,207 underlying)
Exercise Out-of-Money
Common Stock
2007-06-22$0.25/sh+100,000$25,000→ 100,000 total

Holdings

Stock Options
Exercise: $0.25Exp: 2012-05-21→ Common Stock (250,000 underlying)
250,000
Stock Options
Exercise: $0.85Exp: 2016-12-19→ Common Stock (500,000 underlying)
500,000

Footnotes (5)

[F1]Pursuant to participation in a financing transaction involving a warrant repricing, the Reporting Person received certain warrants and additional common stock.
[F2]Received in connection with a loan to the Company.
[F3]166,666 shares vest on 12/19/07, 166,667 shares vest on each of 12/19/08 and 12/19/09.
[F4]Pursuant to Rule 16b-3 (right to buy); under the 2007 Stock Incentive Plan.
[F5]125,000 shares vest immediately; 62,500 shares vest on each of 5/21/08 and 5/21/09.

Documents

1 file