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SPECTRE GAMING INC 4

Accession 0001179110-07-013885

CIK 0000891389operating
View on SEC.govCompany Profile

Filed

Jun 26, 8:00 PM ET

Accepted

Jun 27, 3:49 PM ET

Size

24.3 KB

Accession

0001179110-07-013885

Insider Transaction Report

Form 4
Period: 2007-06-22
SPECTRE GAMING INCSGMG
NORRIS DAVID
President and COO
Transactions
  • Exercise of In-Money

    Warrant

    2007-06-22−123,793→ 0 total
    Exercise: $0.00From: 2007-06-22Exp: 2011-08-18→ Common Stock (123,793 underlying)
  • Exercise of In-Money

    Common Stock

    2007-06-22+76,207→ 226,207 total
  • Other

    Warrant

    2007-06-22+100,000→ 100,000 total
    Exercise: $0.25From: 2007-06-22Exp: 2010-10-27→ Common Stock (100,000 underlying)
  • Other

    Common Stock

    2007-06-22+50,000→ 150,000 total
  • Other

    Warrant

    2007-06-22+76,207→ 76,207 total
    Exercise: $0.00From: 2007-06-22Exp: 2010-10-27→ Common Stock (76,207 underlying)
  • Exercise Out-of-Money

    Warrant

    2007-06-22−100,000→ 0 total
    Exercise: $0.25From: 2007-06-22Exp: 2010-10-27→ Common Stock (100,000 underlying)
  • Other

    Warrant

    2007-06-22+123,793→ 123,793 total
    Exercise: $0.00From: 2007-06-22Exp: 2011-08-18→ Common Stock (123,793 underlying)
  • Exercise of In-Money

    Common Stock

    2007-06-22+123,793→ 350,000 total
  • Exercise of In-Money

    Warrant

    2007-06-22−76,207→ 0 total
    Exercise: $0.00From: 2007-06-22Exp: 2010-10-27→ Common Stock (76,207 underlying)
  • Exercise Out-of-Money

    Common Stock

    2007-06-22$0.25/sh+100,000$25,000→ 100,000 total
Holdings

  • Stock Options

    Exercise: $0.25Exp: 2012-05-21→ Common Stock (250,000 underlying)
    250,000

  • Stock Options

    Exercise: $0.85Exp: 2016-12-19→ Common Stock (500,000 underlying)
    500,000
Footnotes (5)
  • [F1]Pursuant to participation in a financing transaction involving a warrant repricing, the Reporting Person received certain warrants and additional common stock.
  • [F2]Received in connection with a loan to the Company.
  • [F3]166,666 shares vest on 12/19/07, 166,667 shares vest on each of 12/19/08 and 12/19/09.
  • [F4]Pursuant to Rule 16b-3 (right to buy); under the 2007 Stock Incentive Plan.
  • [F5]125,000 shares vest immediately; 62,500 shares vest on each of 5/21/08 and 5/21/09.

Documents

1 file

Issuer

SPECTRE GAMING INC

CIK 0000891389

→
Entity typeoperating
IncorporatedMN

Related Parties

1
  • filerCIK 0000891389

Filing Metadata

Form type
4
Filed
Jun 26, 8:00 PM ET
Accepted
Jun 27, 3:49 PM ET
Size
24.3 KB
View on SEC.gov