Ascent Solar Technologies, Inc. 4
4 · Ascent Solar Technologies, Inc. · Filed Sep 20, 2007
Insider Transaction Report
Form 4
Casteel Janet
Chief Accounting Officer
Transactions
- Exercise/Conversion
Common Stock (Right to Buy)
2007-09-18$4.25/sh−1,000$4,250→ 12,287 totalExercise: $4.25From: 2006-03-31Exp: 2016-02-27→ Common Stock (1,000 underlying) - Exercise/Conversion
Common Stock
2007-09-18$4.25/sh+1,000$4,250→ 18,000 total - Sale
Common Stock
2007-09-18$10.24/sh−1,000$10,240→ 17,000 total
Footnotes (3)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 26, 2007.
- [F2]Of the remaing unvested options in this grant, options to purchase 3,572 shares vest on September 30, 2007, March 31, 2008 and September 30, 2008, and options to purchase 3,568 shares vest on March 31, 2009.
- [F3]Following this transaction, Ms. Casteel holds the following securities: vested options (or options that will vest within 60 days) to purchase 12,287 that expire on February 27, 2016; unvested options to purchase 13,000 shares of common stock that expire on November 18, 2015, and unvested options to purchase 10,713 shares of common stock that expire on February 27, 2016.