4//SEC Filing
Ascent Solar Technologies, Inc. 4
Accession 0001179110-07-018682
$ASTICIK 0001350102operating
Filed
Sep 20, 8:00 PM ET
Accepted
Sep 21, 3:09 PM ET
Size
20.5 KB
Accession
0001179110-07-018682
Insider Transaction Report
Form 4
Armstrong Joseph H
Vice President and CTO
Transactions
- Sale
Common Stock
2007-09-19$13.90/sh−720$10,008→ 45,013 total - Sale
Common Stock
2007-09-19$13.92/sh−680$9,466→ 43,633 total - Sale
Common Stock
2007-09-19$14.25/sh−200$2,850→ 41,333 total - Sale
Common Stock
2007-09-19$13.80/sh−1,457$20,107→ 46,433 total - Exercise/Conversion
Common Stock Option (Right to Buy)
2007-09-19$4.25/sh−1,000$4,250→ 12,288 totalExercise: $4.25From: 2006-03-31Exp: 2016-02-27→ Common Stock (1,000 underlying) - Sale
Common Stock
2007-09-19$13.82/sh−700$9,674→ 45,733 total - Exercise/Conversion
Common Stock
2007-09-19$4.25/sh+1,000$4,250→ 47,890 total
Footnotes (3)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b-1 trading plan adopted by the reporting person on June 26, 2007.
- [F2]Of the remaining unvested options in this grant, options to purchase 3,572 vest on September 30, 2007, March 31, 2008 and September 30, 2008, and options to purchase 3,568 vest on March 31, 2009.
- [F3]Following this transaction, Mr. Armstrong holds the following securities: vested options (or options that will vest within 60 days) to purchase 12,288 shares of common stock that expire February 27, 2016; unvested options to purchase 17,000 shares of common stock that expire on November 18, 2015; and unvested options to purchase 10,712 shares of common stock that expire February 27, 2016.
Documents
Issuer
Ascent Solar Technologies, Inc.
CIK 0001350102
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001350102
Filing Metadata
- Form type
- 4
- Filed
- Sep 20, 8:00 PM ET
- Accepted
- Sep 21, 3:09 PM ET
- Size
- 20.5 KB