4//SEC Filing
Ascent Solar Technologies, Inc. 4
Accession 0001179110-07-023810
$ASTICIK 0001350102operating
Filed
Dec 18, 7:00 PM ET
Accepted
Dec 19, 7:47 PM ET
Size
9.4 KB
Accession
0001179110-07-023810
Insider Transaction Report
Form 4
Casteel Janet
Chief Accounting Officer
Transactions
- Exercise/Conversion
Common Stock
2007-12-18$4.25/sh+1,000$4,250→ 18,000 total - Sale
Common Stock
2007-12-18$17.48/sh−1,000$17,480→ 17,000 total - Exercise/Conversion
Common Stock Option (Right to Buy)
2007-12-18$4.25/sh−1,000$4,250→ 9,287 totalExercise: $4.25From: 2006-03-31Exp: 2016-02-27→ Common Stock (1,000 underlying)
Footnotes (3)
- [F1]The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 26, 2007.
- [F2]Of the remaing unvested options in this grant, options to purchase 3,572 shares vest on March 31, 2008 and September 30, 2008, and options to purchase 3,568 shares vest on March 31, 2009.
- [F3]Following this transaction, Ms. Casteel holds the following securities: vested options to purchase 9,287 that expire on February 27, 2016; vested options (or options that will vest within 60 days) to purchase 7,000 shares of common stock that expire on November 18, 2015; unvested options to purchase 10,713 shares of common stock that expire on February 27, 2016; unvested options to purchase 6,000 shares of common stock that expire on November 18, 2015; and unvested options to purchase 7,500 shares of common stock that expire on December 3, 2017.
Documents
Issuer
Ascent Solar Technologies, Inc.
CIK 0001350102
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001350102
Filing Metadata
- Form type
- 4
- Filed
- Dec 18, 7:00 PM ET
- Accepted
- Dec 19, 7:47 PM ET
- Size
- 9.4 KB