4//SEC Filing
Ascent Solar Technologies, Inc. 4
Accession 0001179110-07-023881
$ASTICIK 0001350102operating
Filed
Dec 19, 7:00 PM ET
Accepted
Dec 20, 8:03 PM ET
Size
9.4 KB
Accession
0001179110-07-023881
Insider Transaction Report
Form 4
Armstrong Joseph H
Vice President and CTO
Transactions
- Sale
Common Stock
2007-12-19$18.25/sh−1,000$18,250→ 41,333 total - Exercise/Conversion
Common Stock Option (Right to Buy)
2007-12-19$4.25/sh−1,000$4,250→ 9,288 totalExercise: $4.25From: 2006-03-31Exp: 2016-02-27→ Common Stock (1,000 underlying) - Exercise/Conversion
Common Stock
2007-12-19$4.25/sh+1,000$4,250→ 42,333 total
Footnotes (3)
- [F1]The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 26, 2007.
- [F2]Of the remaining unvested options in this grant, options to purchase 3,572 vest on March 31, 2008 and September 30, 2008, and options to purchase 3,568 vest on March 31, 2009.
- [F3]Following this transaction, Mr. Armstrong also holds the following securities: vested options to purchase 9,288 shares of common stock that expire February 27, 2016; vested options (or options that will vest within 60 days) to purchase 8,500 shares of common stock that expire November 11, 2015; unvested options to purchase 10,712 shares of common stock that expire February 27, 2016; unvested options to purchase 8,500 shares of common stock that expire on November 18, 2015; and unvested options to purchase 5,000 shares of common stock that expire on December 3, 2017.
Documents
Issuer
Ascent Solar Technologies, Inc.
CIK 0001350102
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001350102
Filing Metadata
- Form type
- 4
- Filed
- Dec 19, 7:00 PM ET
- Accepted
- Dec 20, 8:03 PM ET
- Size
- 9.4 KB