Ascent Solar Technologies, Inc. 4
4 · Ascent Solar Technologies, Inc. · Filed Jan 3, 2008
Insider Transaction Report
Form 4
Misra Ashutosh
Director
Transactions
- Sale
Common Stock
2008-01-02$23.90/sh−500$11,950→ 36,600 total - Sale
Common Stock
2008-01-02$23.92/sh−300$7,176→ 36,100 total - Exercise/Conversion
Common Stock
2008-01-02$0.10/sh+5,000$500→ 41,000 total - Sale
Common Stock
2008-01-02$23.85/sh−100$2,385→ 38,400 total - Sale
Common Stock
2008-01-02$23.86/sh−600$14,316→ 37,800 total - Exercise/Conversion
Common Stock Option (Right to Buy)
2008-01-02$0.10/sh−5,000$500→ 0 totalExercise: $0.10From: 2006-12-31Exp: 2015-11-18→ Common Stock (5,000 underlying) - Sale
Common Stock
2008-01-02$23.80/sh−1,000$23,800→ 40,000 total - Sale
Common Stock
2008-01-02$23.87/sh−700$16,709→ 37,100 total - Sale
Common Stock
2008-01-02$23.82/sh−1,300$30,966→ 38,700 total - Sale
Common Stock
2008-01-02$23.83/sh−200$4,766→ 38,500 total
Footnotes (3)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 22, 2007.
- [F2]The remaining 5,000 unvested options in this grant vest on December 31, 2008.
- [F3]Mr. Misra also holds the following securities: 4,000 Class B Warrants; vested options to purchase 20,000 shares of common stock that expire on July 30, 2017; unvested options to purchase 5,000 shares of common stock that expire on November 18, 2015; and unvested options to purcahse 9,000 shares of common stock that expire on December 3, 2017.