Home/Filings/4/0001179110-08-000324
4//SEC Filing

Ascent Solar Technologies, Inc. 4

Accession 0001179110-08-000324

$ASTICIK 0001350102operating

Filed

Jan 2, 7:00 PM ET

Accepted

Jan 3, 5:23 PM ET

Size

21.7 KB

Accession

0001179110-08-000324

Insider Transaction Report

Form 4
Period: 2008-01-02
Transactions
  • Sale

    Common Stock

    2008-01-02$23.90/sh500$11,95036,600 total
  • Sale

    Common Stock

    2008-01-02$23.92/sh300$7,17636,100 total
  • Exercise/Conversion

    Common Stock

    2008-01-02$0.10/sh+5,000$50041,000 total
  • Sale

    Common Stock

    2008-01-02$23.85/sh100$2,38538,400 total
  • Sale

    Common Stock

    2008-01-02$23.86/sh600$14,31637,800 total
  • Exercise/Conversion

    Common Stock Option (Right to Buy)

    2008-01-02$0.10/sh5,000$5000 total
    Exercise: $0.10From: 2006-12-31Exp: 2015-11-18Common Stock (5,000 underlying)
  • Sale

    Common Stock

    2008-01-02$23.80/sh1,000$23,80040,000 total
  • Sale

    Common Stock

    2008-01-02$23.87/sh700$16,70937,100 total
  • Sale

    Common Stock

    2008-01-02$23.82/sh1,300$30,96638,700 total
  • Sale

    Common Stock

    2008-01-02$23.83/sh200$4,76638,500 total
Footnotes (3)
  • [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 22, 2007.
  • [F2]The remaining 5,000 unvested options in this grant vest on December 31, 2008.
  • [F3]Mr. Misra also holds the following securities: 4,000 Class B Warrants; vested options to purchase 20,000 shares of common stock that expire on July 30, 2017; unvested options to purchase 5,000 shares of common stock that expire on November 18, 2015; and unvested options to purcahse 9,000 shares of common stock that expire on December 3, 2017.

Issuer

Ascent Solar Technologies, Inc.

CIK 0001350102

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001350102

Filing Metadata

Form type
4
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 5:23 PM ET
Size
21.7 KB