$ASTI·4

Ascent Solar Technologies, Inc. · Jan 3, 5:24 PM ET

Ascent Solar Technologies, Inc. 4

4 · Ascent Solar Technologies, Inc. · Filed Jan 3, 2008

Insider Transaction Report

Form 4
Period: 2007-12-31
Nath Prem
Sr Vice Pres of Manufacturing
Transactions
  • Sale

    Common Stock

    2007-12-31$25.37/sh500$12,6854,400 total
  • Sale

    Common Stock

    2007-12-31$25.80/sh600$15,4803,000 total
  • Sale

    Common Stock

    2007-12-31$25.24/sh100$2,5244,900 total
  • Sale

    Common Stock

    2007-12-31$25.42/sh200$5,0843,700 total
  • Exercise/Conversion

    Common Stock

    2007-12-31$2.73/sh+5,000$13,6505,000 total
  • Sale

    Common Stock

    2007-12-31$25.83/sh2,000$51,660500 total
  • Exercise/Conversion

    Common Stock (Right to Buy)

    2007-12-31$2.73/sh5,000$13,6503,333 total
    Exercise: $2.73From: 2007-07-31Exp: 2016-07-31Common Stock (5,000 underlying)
Footnotes (3)
  • [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 4, 2007.
  • [F2]Of the remaining unvested options in this grant, options to purchase 33,333 shares vest on July 31, 2008, and options to purchase 33,334 shares vest on July 31, 2009.
  • [F3]Mr. Nath also holds the following securities: vested options to purchase 3,333 shares of common stock that expire July 31, 2016; unvested options to purchase 66,667 shares of common stock that expire July 31, 2016; and unvested options to purchase 12,000 shares of common stock that expire on December 3, 2017.

Documents

1 file
  • 4
    edgar.xmlPrimary

    FORM 4 -