4//SEC Filing
Casteel Janet 4
Accession 0001179110-08-001411
CIK 0001350102other
Filed
Jan 17, 7:00 PM ET
Accepted
Jan 18, 5:16 PM ET
Size
9.4 KB
Accession
0001179110-08-001411
Insider Transaction Report
Form 4
Casteel Janet
Chief Accounting Officer
Transactions
- Exercise/Conversion
Common Stock Option (Right to Buy)
2008-01-18$4.25/sh−1,000$4,250→ 8,287 totalExercise: $4.25From: 2006-03-31Exp: 2016-02-27→ Common Stock (1,000 underlying) - Sale
Common Stock
2008-01-18$15.60/sh−1,000$15,600→ 17,000 total - Exercise/Conversion
Common Stock
2008-01-18$4.25/sh+1,000$4,250→ 18,000 total
Footnotes (3)
- [F1]The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 26, 2007.
- [F2]Of the remaing unvested options in this grant, options to purchase 3,572 shares vest on March 31, 2008 and September 30, 2008, and options to purchase 3,568 shares vest on March 31, 2009.
- [F3]Following this transaction, Ms. Casteel holds the following securities: vested options to purchase 8,287 that expire on February 27, 2016; vested options to purchase 7,000 shares of common stock that expire on November 18, 2015; unvested options to purchase 10,713 shares of common stock that expire on February 27, 2016; unvested options to purchase 6,000 shares of common stock that expire on November 18, 2015; and unvested options to purchase 7,500 shares of common stock that expire on December 3, 2017.
Documents
Issuer
Ascent Solar Technologies, Inc.
CIK 0001350102
Entity typeother
Related Parties
1- filerCIK 0001368033
Filing Metadata
- Form type
- 4
- Filed
- Jan 17, 7:00 PM ET
- Accepted
- Jan 18, 5:16 PM ET
- Size
- 9.4 KB