180 Connect Inc.·4

Apr 29, 3:38 PM ET

180 Connect Inc. 4

4 · 180 Connect Inc. · Filed Apr 29, 2008

Insider Transaction Report

Form 4
Period: 2008-02-20
BALTER HOWARD
Director10% Owner
Transactions
  • Exercise of In-Money

    Call Option (obligation to sell)

    2008-02-20$0.00/sh480$060,520 total
    Exercise: $0.00From: 2008-02-20Exp: 2009-02-20Common Stock (480 underlying)
  • Exercise of In-Money

    Call Option (obligation to sell)

    2008-03-09$0.00/sh32,000$1626,120 total
    Exercise: $0.00From: 2008-02-20Exp: 2009-02-20Common Stock (32,000 underlying)
  • Exercise of In-Money

    Call Option (obligation to sell)

    2008-02-20$0.00/sh2,400$158,120 total
    Exercise: $0.00From: 2008-02-20Exp: 2009-02-20Common Stock (2,400 underlying)
  • Exercise of In-Money

    Common Stock

    2008-02-20$0.00/sh2,400$01,037,829 total
  • Exercise of In-Money

    Common Stock

    2008-02-20$0.00/sh480$01,040,229 total
  • Exercise of In-Money

    Common Stock

    2008-03-09$0.00/sh32,000$31,005,829 total
Holdings
  • Common Stock

    (indirect: By Trust)
    200,000
  • Common Stock

    (indirect: By LLC)
    95,000
  • Common Stock

    (indirect: By LLC)
    300,000
  • Common Stock

    (indirect: By Trust)
    222,000
Footnotes (4)
  • [F1]The shares are held by H. Balter Associates, LLC, of which Mr. Balter is the sole non-managing member.
  • [F2]Shares held by the H. Balter 2007 Grantor Retained Annuity Trust.
  • [F3]Shares are held by the Myrna Weinberger TTE, Balter Family Trust U/A DTD 11/17/1997. Mr. Balter disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
  • [F4]Shares held by 180 Connect Disposition LLC.

Documents

1 file
  • 4
    edgar.xmlPrimary

    FORM 4 -