Home/Filings/4/0001179110-08-010107
4//SEC Filing

EL CAPITAN PRECIOUS METALS INC 4

Accession 0001179110-08-010107

CIK 0001135202operating

Filed

May 18, 8:00 PM ET

Accepted

May 19, 5:02 PM ET

Size

12.4 KB

Accession

0001179110-08-010107

Insider Transaction Report

Form 4
Period: 2008-05-12
WILSON R WILLIAM
DirectorChief Financial Officer
Transactions
  • Sale

    Common Stock

    2008-05-12$0.22/sh15,000$3,300191,348 total
  • Sale

    Common Stock

    2008-05-14$0.22/sh3,000$660188,348 total
Holdings
  • Stock Options

    Exercise: $0.50Exp: 2017-05-07Common Stock (1,000,000 underlying)
    1,000,000
  • Stock Options

    Exercise: $0.41Exp: 2010-06-11Common Stock (50,000 underlying)
    50,000
  • Stock Options

    Exercise: $0.56Exp: 2015-07-21Common Stock (100,000 underlying)
    100,000
  • Stock Options

    Exercise: $0.19Exp: 2018-03-31Common Stock (28,000 underlying)
    28,000
Footnotes (6)
  • [F1]Shares sold pursuant to a 10b5-1 trading plan adopted on February 29, 2008; filer was notified of sales on 5/19/08.
  • [F2]50,000 shares vest on each of 1/1/06 and 1/1/07.
  • [F3]The option vests in five 200,000 share increments upon the earlier of certain company milestones or such time that the average closing stock price of the Company's common stock over 30 consecrutive trading days is at or above (i) $0.75 per share; (ii) $1.00 per share; (iii) $1.25 per share; (iv) $1.50 per share; and (v) $1.75 per share, respectively.
  • [F4]25,000 shares vest on each of 1/1/2008 and 1/1/2009, subject to acceleration under certain circumstances.
  • [F5]The option vests upon the earlier of certain company milestones and such time that the average closing stock price of the Company's common stock over 10 consecutive trading days is at or above $0.50 per share;
  • [F6]Pursuant to Rule 16b-3 (right to buy).

Issuer

EL CAPITAN PRECIOUS METALS INC

CIK 0001135202

Entity typeoperating
IncorporatedNV

Related Parties

1
  • filerCIK 0001135202

Filing Metadata

Form type
4
Filed
May 18, 8:00 PM ET
Accepted
May 19, 5:02 PM ET
Size
12.4 KB