4//SEC Filing
Ristau Ronald W 4
Accession 0001179110-08-014045
CIK 0001211351other
Filed
Jul 23, 8:00 PM ET
Accepted
Jul 24, 4:06 PM ET
Size
10.4 KB
Accession
0001179110-08-014045
Insider Transaction Report
Form 4
Ristau Ronald W
DirectorCOO and CFO
Transactions
- Sale
Common Stock
2008-07-23$9.85/sh−50,000$492,700→ 990,924 total
Holdings
- 25,000
Options to Purchase Common Stock
Exercise: $15.76Exp: 2016-03-15→ Common Stock (25,000 underlying) - 762
Options to Purchase Common Stock
Exercise: $0.11Exp: 2012-11-27→ Common Stock (762 underlying) - 126,134
Options to Purchase Common Stock
Exercise: $3.23Exp: 2014-05-14→ Common Stock (126,134 underlying)
Footnotes (4)
- [F1]This sale of Common Stock, which was acquired through a historical exercise of incentive stock options, was completed in accordance with the reporting person's personal tax planning strategies and is pursuant to the reporting person's 10b5-1 Plan which commenced on May 26, 2008 under Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
- [F2]Includes 983,424 shares of Common Stock. Also includes 7,500 shares of restricted stock which will be earned pursuant to a schedule ending on August 16, 2010 depending on company performance and continued employment through August 16, 2010, at which time such shares shall vest. If certain company performance objectives are met throughout the 4-year period, the restricted stock will be earned as follows: 938 on February 3, 2007; 1,875 on February 2, 2008; 1,875 on January 31, 2009; 1,875 on January 30, 2010; and 937 on August 16, 2010. If on August 16, 2010, the company's cumulative 4-year performance meets the cumulative 4-year performance objectives, then any unearned shares will vest.
- [F3]The options to purchase Common Stock are currently exercisable.
- [F4]The options become exercisable in five annual installments on the following dates: 3,750 shares on March 15, 2007; 3,750 shares on March 15, 2008; 5,000 shares on March 15, 2009; 6,250 shares on March 15, 2010; and 6,250 shares on March 15, 2011.
Documents
Issuer
New York & Company, Inc.
CIK 0001211351
Entity typeother
Related Parties
1- filerCIK 0001299915
Filing Metadata
- Form type
- 4
- Filed
- Jul 23, 8:00 PM ET
- Accepted
- Jul 24, 4:06 PM ET
- Size
- 10.4 KB