4//SEC Filing
FIRST REGIONAL BANCORP 4
Accession 0001179110-08-014720
CIK 0000356708operating
Filed
Aug 4, 8:00 PM ET
Accepted
Aug 5, 9:50 PM ET
Size
11.4 KB
Accession
0001179110-08-014720
Insider Transaction Report
Form 4
MCCULLOUGH THOMAS E
DirectorEVP& Chief Operating Officer
Transactions
- Purchase
Common Stock
2008-08-04$5.08/sh+1,500$7,620→ 73,575 total
Holdings
- 13,541(indirect: Employee Stock Option Plan)
Common Stock
- 25,000
Stock Option (right to buy)
Exercise: $5.01From: 2009-08-01Exp: 2018-07-01→ Common Stock (25,000 underlying) - 28,666(indirect: By 401(k))
Common Stock
- 51,000
Stock Option (right to buy)
Exercise: $6.93From: 2004-10-01Exp: 2013-09-01→ Common Stock (51,000 underlying) - 150,000
Stock Option (right to buy)
Exercise: $3.83From: 2003-12-01Exp: 2013-11-01→ Common Stock (150,000 underlying)
Footnotes (6)
- [F1]Shares held in McCullough 2008 Trust.
- [F2]Represents total number of shares in 401(k) Plan (fully vested).
- [F3]Represents total number of shares in Employee Stock Ownership Plan (fully vested).
- [F4]The option was granted on July 31, 2008 and vests over seven years as follows: 3,500 option shares on August 1 of 2009, 2010, 2011, 2012, 2013 and 2014 and 4,000 option shares on August 1, 2015.
- [F5]The option was granted on September 22, 2003 under the issuer's 1999 Stock Option plan and vests over seven years as follows: 7,284 option shares on October 1 of 2004, 2005, 2006, 2007, 2008 and 2009 and 7,296 option shares on October 1, 2010.
- [F6]The option was granted on Novmeber 12, 2002 under the company's 1999 Stock Option Plan and became fully vested as of December 31, 2007.
Documents
Issuer
FIRST REGIONAL BANCORP
CIK 0000356708
Entity typeoperating
IncorporatedCA
Related Parties
1- filerCIK 0000356708
Filing Metadata
- Form type
- 4
- Filed
- Aug 4, 8:00 PM ET
- Accepted
- Aug 5, 9:50 PM ET
- Size
- 11.4 KB