4//SEC Filing
New York & Company, Inc. 4
Accession 0001179110-08-017374
CIK 0001211351operating
Filed
Sep 28, 8:00 PM ET
Accepted
Sep 29, 4:10 PM ET
Size
14.7 KB
Accession
0001179110-08-017374
Insider Transaction Report
Form 4
Ristau Ronald W
DirectorCOO and CFO
Transactions
- Sale
Common Stock
2008-09-25$9.46/sh−25,000$236,475→ 865,924 total - Sale
Common Stock
2008-09-26$9.17/sh−25,000$229,350→ 840,924 total - Sale
Common Stock
2008-09-29$9.18/sh−25,000$229,525→ 815,924 total
Holdings
- 762
Options to Purchase Common Stock
Exercise: $0.11Exp: 2012-11-27→ Common Stock (762 underlying) - 126,134
Options to Purchase Common Stock
Exercise: $3.23Exp: 2014-05-14→ Common Stock (126,134 underlying) - 25,000
Options to Purchase Common Stock
Exercise: $15.76Exp: 2016-03-15→ Common Stock (25,000 underlying) - 70,000
Options to Purchase Common Stock
Exercise: $4.74Exp: 2018-03-19→ Common Stock (70,000 underlying)
Footnotes (5)
- [F1]This sale of Common Stock, which was acquired through a historical exercise of incentive stock options, was completed in accordance with the reporting person's personal tax planning strategies and is pursuant to the reporting person's 10b5-1 Plan which commenced on August 19, 2008 under Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
- [F2]Includes 808,424 shares of Common Stock. Also includes 7,500 shares of restricted stock which will be earned pursuant to a schedule ending on August 16, 2010 depending on company performance and continued employment through August 16, 2010, at which time such shares shall vest. If certain company performance objectives are met throughout the 4-year period, the restricted stock will be earned as follows: 938 on February 3, 2007; 1,875 on February 2, 2008; 1,875 on January 31, 2009; 1,875 on January 30, 2010; and 937 on August 16, 2010. If on August 16, 2010, the company's cumulative 4-year performance meets the cumulative 4-year performance objectives, then any unearned shares will vest.
- [F3]The options become exercisable in four annual installments on the following dates: 17,500 shares on March 19, 2009; 17,500 shares on March 19, 2010; 17,500 shares on March 19, 2011; and 17,500 shares on March 19, 2012.
- [F4]The options become exercisable in five annual installments on the following dates: 3,750 shares on March 15, 2007; 3,750 shares on March 15, 2008; 5,000 shares on March 15, 2009; 6,250 shares on March 15, 2010; and 6,250 shares on March 15, 2011.
- [F5]The options to purchase Common Stock are currently exercisable.
Documents
Issuer
New York & Company, Inc.
CIK 0001211351
Entity typeoperating
Related Parties
1- filerCIK 0001211351
Filing Metadata
- Form type
- 4
- Filed
- Sep 28, 8:00 PM ET
- Accepted
- Sep 29, 4:10 PM ET
- Size
- 14.7 KB