Kalish Geoffery 4

4 · GFI Group Inc. · Filed Jan 5, 2009

Form 4

Period: 2008-12-31

Director

Transactions

Exercise/Conversion
Common Stock
2008-12-31+6,864→ 14,892 total
Exercise/Conversion
Restricted Stock Units
[F1][F7]
2008-12-31−6,864→ 0 total
→ Common Stock (6,864 underlying)

Holdings

Common Stock
[F6]
(indirect: See footnote)
20,708
Restricted Stock Units
[F1][F2][F3]
(indirect: See footnote)
→ Common Stock (980 underlying)
980
Restricted Stock Units
[F1][F4][F5]
(indirect: See footnote)
→ Common Stock (1,716 underlying)
1,716

Footnotes (7)

[F1]The Restricted Stock Units settle 1 for 1 upon vesting.
[F2]The Restricted Stock Units will vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant. The date of grant was January 31, 2006.
[F3]Represents 980 Restricted Stock Units held by Venturion Capital LLC. Mr. Kalish disclaims beneficial ownership of these Restricted Stock Units except to the extent of his pecuniary interest in Venturion Capital LLC.
[F4]The Restricted Stock Units will vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant. The date of grant was January 31, 2007.
[F5]Represents 1,716 Restricted Stock Units held by Venturion Capital LLC. Mr. Kalish disclaims beneficial ownership of these Restricted Stock Units except to the extent of his pecuniary interest in Venturion Capital LLC.
[F6]Represents shares of Common Stock owned by Venturion Capital LLC. Mr. Kalish disclaims beneficial ownership of the shares held by this entity except to the extent of his pecuniary interests in such entity.
[F7]The Restricted Stock Units will vest on December 31, 2008.

Signature

Christopher D'Antuono, Attorney-in-fact|2009-01-05

Documents

1 file