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4//SEC Filing

Kalish Geoffery 4

Accession 0001179110-09-000196

CIK 0001292426other
View on SEC.govCompany Profile

Filed

Jan 4, 7:00 PM ET

Accepted

Jan 5, 1:57 PM ET

Size

11.7 KB

Accession

0001179110-09-000196

Insider Transaction Report

Form 4
Period: 2008-12-31
GFI Group Inc.GFIG
Kalish Geoffery
Director
Transactions
  • Exercise/Conversion

    Restricted Stock Units

    2008-12-31−6,864→ 0 total
    → Common Stock (6,864 underlying)
  • Exercise/Conversion

    Common Stock

    2008-12-31+6,864→ 14,892 total
Holdings

  • Restricted Stock Units

    (indirect: See footnote)
    → Common Stock (1,716 underlying)
    1,716

  • Common Stock

    (indirect: See footnote)
    20,708

  • Restricted Stock Units

    (indirect: See footnote)
    → Common Stock (980 underlying)
    980
Footnotes (7)
  • [F1]The Restricted Stock Units settle 1 for 1 upon vesting.
  • [F2]The Restricted Stock Units will vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant. The date of grant was January 31, 2006.
  • [F3]Represents 980 Restricted Stock Units held by Venturion Capital LLC. Mr. Kalish disclaims beneficial ownership of these Restricted Stock Units except to the extent of his pecuniary interest in Venturion Capital LLC.
  • [F4]The Restricted Stock Units will vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant. The date of grant was January 31, 2007.
  • [F5]Represents 1,716 Restricted Stock Units held by Venturion Capital LLC. Mr. Kalish disclaims beneficial ownership of these Restricted Stock Units except to the extent of his pecuniary interest in Venturion Capital LLC.
  • [F6]Represents shares of Common Stock owned by Venturion Capital LLC. Mr. Kalish disclaims beneficial ownership of the shares held by this entity except to the extent of his pecuniary interests in such entity.
  • [F7]The Restricted Stock Units will vest on December 31, 2008.

Documents

1 file

Issuer

GFI Group Inc.

CIK 0001292426

→
Entity typeother

Related Parties

1
  • filerCIK 0001314428

Filing Metadata

Form type
4
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 1:57 PM ET
Size
11.7 KB
View on SEC.gov