Home/Filings/4/A/0001179110-09-000244
4/A//SEC Filing

EL CAPITAN PRECIOUS METALS INC 4/A

Accession 0001179110-09-000244

CIK 0001135202operating

Filed

Jan 4, 7:00 PM ET

Accepted

Jan 5, 3:03 PM ET

Size

16.4 KB

Accession

0001179110-09-000244

Insider Transaction Report

Form 4/AAmended
Period: 2008-12-29
WILSON R WILLIAM
DirectorChief Financial Officer
Transactions
  • Sale

    Common Stock

    2008-12-30$0.07/sh2,508$176189,890 total
  • Sale

    Common Stock

    2008-12-31$0.07/sh700$49439,190 total
  • Sale

    Common Stock

    2008-12-29$0.07/sh20,000$1,400192,398 total
  • Award

    Common Stock

    2008-12-30250,000439,890 total
Holdings
  • Stock Options

    Exercise: $0.56Exp: 2015-07-21Common Stock (100,000 underlying)
    100,000
  • Stock Options

    Exercise: $0.41Exp: 2010-06-11Common Stock (50,000 underlying)
    50,000
  • Stock Options

    Exercise: $0.14Exp: 2018-09-09Common Stock (1,000,000 underlying)
    1,000,000
  • Stock Options

    Exercise: $0.19Exp: 2018-03-31Common Stock (28,000 underlying)
    28,000
Footnotes (7)
  • [F1]Shares sold pursuant to a 10b5-1 trading plan adopted on February 29, 2008; filer was notified of sales on 1/05/2009.
  • [F2]Shares granted in lieu of salary; issued under the 2005 Stock Incentive Plan, pursuant to Rule 16b-3.
  • [F3]50,000 shares vest on each of 1/1/06 and 1/1/07.
  • [F4]25,000 shares vest on each of 1/1/2008 and 1/1/2009, subject to acceleration under certain circumstances.
  • [F5]The option vests upon the earlier of certain company milestones and such time that the average closing stock price of the Company's common stock over 10 consecutive trading days is at or above $0.50 per share.
  • [F6]25% vest immediately, 25% vest on each of 3/9/09, 9/9/09 and 3/9/10; subject to acceleration under certain conditions.
  • [F7]Pursuant to Rule 16b-3 (right to buy).

Documents

1 file

Issuer

EL CAPITAN PRECIOUS METALS INC

CIK 0001135202

Entity typeoperating
IncorporatedNV

Related Parties

1
  • filerCIK 0001135202

Filing Metadata

Form type
4/A
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 3:03 PM ET
Size
16.4 KB