4/A//SEC Filing
Sheridan Scott Daniel 4/A
Accession 0001179110-09-003083
CIK 0001145124other
Filed
Feb 19, 7:00 PM ET
Accepted
Feb 20, 8:02 PM ET
Size
8.6 KB
Accession
0001179110-09-003083
Insider Transaction Report
Form 4/AAmended
Sheridan Scott Daniel
Director
Transactions
- Other
Common Stock
2009-02-15+58,461→ 4,499,364 total - Other
Common Stock
2009-02-15+332→ 25,189 total(indirect: By Trust)
Footnotes (4)
- [F1]On 2/15/09, filer became entitled to receive 58,461 shares of the Issuer's common stock pursuant to the Agreement and Plan of Merger ("Agreement") among Investools Inc., thinkorswim Group, Inc. and Atomic Acquisition Corp. dated 9/18/06, under which the companies merged on 2/15/07. Under the Agreement certain former shareholders, including filer, were to receive additional shares of Issuer's stock, for no additional consideration, if the price of Issuer's stock was below a certain threshold as of 2/15/09. Since the trading price was below the threshold, the filer acquired additional shares as of 2/15/09, pursuant to a formula in the Agreement, which provides that for purposes of determining the shares issuable, the stock would be valued at a weighted average of the 20 trading days prior to 2/15/09, $8.00. The filer's right to receive additional shares became fixed and irrevocable on 2/15/07, the effective date of the merger.
- [F2]On 2/15/09 the Scott Sheridan Trust became entitled to receive additional 332 shares for no additional consideration under the Agreement pursuant to the right described in footnote 1.
- [F3]The number of securities listed as acquired and beneficially owned following the transaction was inadvertently previously reported as 50,145 and 4,491,048, respectively, on a Form 4 filed on February 18, 2009.
- [F4]The number of securities listed as acquired and beneficially owned following the transaction was inadvertently previously reported as 285 and 25,142, respectively, on a Form 4 filed on February 18, 2009.
Documents
Issuer
THINKORSWIM GROUP INC.
CIK 0001145124
Entity typeother
Related Parties
1- filerCIK 0001386996
Filing Metadata
- Form type
- 4/A
- Filed
- Feb 19, 7:00 PM ET
- Accepted
- Feb 20, 8:02 PM ET
- Size
- 8.6 KB