4/A//SEC Filing
Sosnoff Tom 4/A
Accession 0001179110-09-003084
CIK 0001145124other
Filed
Feb 19, 7:00 PM ET
Accepted
Feb 20, 8:04 PM ET
Size
6.4 KB
Accession
0001179110-09-003084
Insider Transaction Report
Form 4/AAmended
Sosnoff Tom
Director
Transactions
- Other
Common Stock
2009-02-15+58,793→ 4,524,553 total
Footnotes (2)
- [F1]On 2/15/09, filer became entitled to receive 58,793 shares of the Issuer's common stock pursuant to the Agreement and Plan of Merger ("Agreement") among Investools Inc., thinkorswim Group, Inc. and Atomic Acquisition Corp. dated 9/18/06, under which the companies merged on 2/15/07. Under the Agreement certain former shareholders, including filer, were to receive additional shares of Issuer's stock, for no additional consideration, if the price of Issuer's stock was below a certain threshold as of 2/15/09. Since the trading price was below the threshold, the filer acquired additional shares as of 2/15/09, pursuant to a formula in the Agreement, which provides that for purposes of determining the shares issuable, the stock would be valued at a weighted average of the 20 trading days prior to 2/15/09, $8.00. The filer's right to receive additional shares became fixed and irrevocable on 2/15/07, the effective date of the merger.
- [F2]The number of securities listed as acquired and beneficially owned following the transaction was inadvertently previously reported as 50,430 and 4,516,190, respectively, on a Form 4 filed on February 18, 2009.
Documents
Issuer
THINKORSWIM GROUP INC.
CIK 0001145124
Entity typeother
Related Parties
1- filerCIK 0001386645
Filing Metadata
- Form type
- 4/A
- Filed
- Feb 19, 7:00 PM ET
- Accepted
- Feb 20, 8:04 PM ET
- Size
- 6.4 KB