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4//SEC Filing

MCGOWAN EUGENE E 4

Accession 0001179110-09-005908

CIK 0001048620other
View on SEC.govCompany Profile

Filed

Mar 31, 8:00 PM ET

Accepted

Apr 1, 6:58 PM ET

Size

21.4 KB

Accession

0001179110-09-005908

Insider Transaction Report

Form 4
Period: 2009-03-30
GRANITE CITY FOOD & BREWERY LTDGCFB
MCGOWAN EUGENE E
Director
Transactions
  • Purchase

    Warrant to purchase Common Stock

    2009-03-30+160,000→ 160,000 total(indirect: see footnote)
    Exercise: $0.25From: 2009-09-30Exp: 2014-03-30→ Common Stock (160,000 underlying)
  • Purchase

    9% Convertible Promissory Note

    2009-03-30$400000.00/sh+160,000$64,000,000,000→ 160,000 total(indirect: see footnote)
    Exercise: $0.50From: 2009-03-30Exp: 2010-10-01→ Common Stock (160,000 underlying)
Holdings

  • Common Stock

    198,254

  • Warrant to purchase Common Stock

    (indirect: see footnote)
    Exercise: $5.00From: 2004-11-04Exp: 2009-11-04→ Common Stock (170,215 underlying)
    170,215

  • Stock Option (right to buy)

    Exercise: $0.33From: 2010-01-01Exp: 2019-01-01→ Common Stock (15,000 underlying)
    15,000

  • Common Stock

    (indirect: see footnote)
    15,128
Footnotes (3)
  • [F1]Held by Granite Partners, L.L.C.
  • [F2]Held by Harmony Equity Income Fund, L.L.C. Mr. McGowan may be deemed to have indirect beneficial ownership over the shares held by such entity based on his beneficial ownership and management thereof.
  • [F3]Held by Harmony Equity Income Fund II, L.L.C. Mr. McGowan may be deemed to have indirect beneficial ownership over the shares held by such entity based on his beneficial ownership and management thereof.

Documents

1 file

Issuer

GRANITE CITY FOOD & BREWERY LTD

CIK 0001048620

→
Entity typeother

Related Parties

1
  • filerCIK 0001275099

Filing Metadata

Form type
4
Filed
Mar 31, 8:00 PM ET
Accepted
Apr 1, 6:58 PM ET
Size
21.4 KB
View on SEC.gov