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4//SEC Filing

WAGENHEIM STEVEN J 4

Accession 0001179110-09-006286

CIK 0001048620other
View on SEC.govCompany Profile

Filed

Apr 5, 8:00 PM ET

Accepted

Apr 6, 5:24 PM ET

Size

16.6 KB

Accession

0001179110-09-006286

Insider Transaction Report

Form 4
Period: 2009-04-02
GRANITE CITY FOOD & BREWERY LTDGCFB
WAGENHEIM STEVEN J
DirectorPresident/CEO
Transactions
  • Award

    Stock Option (right to buy)

    2009-04-02+75,000→ 75,000 total
    Exercise: $0.18Exp: 2019-04-02→ Common Stock (75,000 underlying)
Holdings

  • Stock Option (right to buy)

    Exercise: $1.65From: 2001-12-31Exp: 2011-12-30→ Common Stock (25,000 underlying)
    25,000

  • Stock Option (right to buy)

    Exercise: $4.00Exp: 2009-12-14→ Common Stock (20,000 underlying)
    20,000

  • Stock Option (right to buy)

    Exercise: $6.20Exp: 2017-04-13→ Common Stock (100,000 underlying)
    100,000

  • Stock Option (right to buy)

    Exercise: $3.62Exp: 2013-10-24→ Common Stock (50,000 underlying)
    50,000

  • Stock Option (right to buy)

    Exercise: $2.45Exp: 2013-02-11→ Common Stock (30,000 underlying)
    30,000

  • Common Stock

    93,447

  • Common Stock

    (indirect: see footnote)
    997,500

  • Stock Option (right to buy)

    Exercise: $4.23From: 2006-12-31Exp: 2016-02-22→ Common Stock (100,000 underlying)
    100,000

  • Stock Option (right to buy)

    Exercise: $4.31Exp: 2015-03-15→ Common Stock (150,000 underlying)
    150,000
Footnotes (8)
  • [F1]Steven J. Wagenheim and Arthur E. Pew III are members of Brewing Ventures LLC and collectively own approximately 83.3% of its membership interests. As a result, the Reporting Person may be deemed to be the indirect beneficial owner of such securities.
  • [F2]Granted under the Company's Amended and Restated Equity Incentive Plan, which meets the requirements of Rule 16b-3.
  • [F3]This option vests in three equal annual installments commencing on April 2, 2010.
  • [F4]This option vests in three equal annual installments commencing on April 13, 2008.
  • [F5]This option vested with respect to 75,000 shares on March 15, 2005, vested with respect to 50,000 shares on March 15, 2007, and vested with respect to 25,000 shares on March 15, 2008.
  • [F6]This option vested in four equal annual installments commencing on October 24, 2004.
  • [F7]This option vested in four equal annual installments commencing on February 11, 2003.
  • [F8]This option vested in two equal annual installments commencing on December 14, 2000.

Documents

1 file

Issuer

GRANITE CITY FOOD & BREWERY LTD

CIK 0001048620

→
Entity typeother

Related Parties

1
  • filerCIK 0001208885

Filing Metadata

Form type
4
Filed
Apr 5, 8:00 PM ET
Accepted
Apr 6, 5:24 PM ET
Size
16.6 KB
View on SEC.gov