Caruana Patrick 5
5 · LIQUIDMETAL TECHNOLOGIES INC · Filed May 27, 2009
Insider Transaction Report
Form 5
Caruana Patrick
Director
Transactions
- Award
Common Stock
2008-12-31$0.70/sh+14,286$10,000→ 92,112 total - Award
Options to purchase common stock
2008-01-01$0.70/sh+10,000$7,000→ 77,826 totalExercise: $0.70Exp: 2018-01-01→ Common Stock (10,000 underlying)
Footnotes (2)
- [F1]Reporting preson received shares directly from issuer in lieu of cash for fees owed to him for service as a director. The price of the shares was the closing price of the stock on the date which the fees were due. The shares were issued pursuant to the Liquidmetal Technologies, Inc. 2002 Equity Incentive Plan
- [F2]Options were granted pursuant to the 2002 Non-employee Director Stock Option Plan and vest in five equal annual installments of 20% beginning one year from the date of the original grant.