Home/Filings/4/0001179110-09-008676
4//SEC Filing

Bolton Nicholas P. 4

Accession 0001179110-09-008676

CIK 0001268984other

Filed

May 27, 8:00 PM ET

Accepted

May 28, 4:52 PM ET

Size

9.3 KB

Accession

0001179110-09-008676

Insider Transaction Report

Form 4
Period: 2009-05-28
Bolton Nicholas P.
Sr VP-Mfg, Eng, Procurement
Transactions
  • Award

    Common Stock

    2009-05-28+7,20078,775 total
  • Award

    Stock Option (Right to Buy)

    2009-05-28+28,80028,800 total
    Exp: 2016-05-20Common Stock (28,800 underlying)
Footnotes (5)
  • [F1]Represents a grant of restricted shares of the Issuer's common stock, which will vest in 3 equal portions on January 1, 2010, 2011 and 2012. Unvested restricted shares are subject to forfeiture if the Reporting Person terminates his employment with the Issuer, subject to certain exceptions.
  • [F2]The restricted shares were granted on May 20, 2008. At that date, the Company was awaiting, and the grant was conditioned on, approval by the New York Stock Exchange of the listing of the underlying shares. Such approval was received on May 28, 2009.
  • [F3]Represents a conditional grant of options by the Issuer's board of directors (the "Board") on April 14, 2009, which was subject to approval by the shareholders of the Issuer of an amendment to the Issuer's 2005 Long Term Equity Incentive and Share Award Plan (the "Plan"). The amendment to the Plan was approved on May 20, 2009. The options have been granted in three pricing tranches. One third of the options have an exercise price of $2.05 (the greater of fair market value of the Issuer's common stock on May 20, 2009 or April 14, 2009). One third of the options have an exercise price of $2.30 (the greater of the fair market value of the Issuer's common stock on May 20, 2009 or 150% of the fair market value of the Issuer's common stock on April 14, 2009). One third of the options have an exercise price of $3.06 (the greater of the fair market value of the Issuer's common stock on May 20, 2009 or 200% of the fair market value of the Issue).
  • [F4]The stock options were granted on May 20, 2008. At that date, the Company was awaiting, and the grant was conditioned on, approval by the New York Stock Exchange of the listing of the underlying shares. Such approval was received on May 28, 2009.
  • [F5]The options vest in three equal annual installments on January 1, 2010, 2011 and 2012 with one third of each pricing tranche vesting on each vesting date. Unvested options are subject to forfeiture if the Reporting Person terminates his employment with the Issuer, subject to certain exceptions.

Issuer

REDDY ICE HOLDINGS INC

CIK 0001268984

Entity typeother

Related Parties

1
  • filerCIK 0001463547

Filing Metadata

Form type
4
Filed
May 27, 8:00 PM ET
Accepted
May 28, 4:52 PM ET
Size
9.3 KB