McFarlan Franklin Warren 4
4 · THINKORSWIM GROUP INC. · Filed May 28, 2009
Insider Transaction Report
Form 4
McFarlan Franklin Warren
Director
Transactions
- Exercise/Conversion
Stock Option
2009-05-26−5,625→ 5,425 totalExercise: $5.18Exp: 2015-12-06→ Common Stock (5,625 underlying) - Exercise/Conversion
Common Stock
2009-05-26$5.18/sh+5,625$29,138→ 38,675 total - Exercise/Conversion
Stock Option
2009-05-26−7,500→ 11,050 totalExercise: $3.03Exp: 2014-12-08→ Common Stock (7,500 underlying) - Exercise/Conversion
Common Stock
2009-05-26$3.03/sh+7,500$22,725→ 33,050 total
Footnotes (3)
- [F1]7,500 shares were granted on 12/09/2004. These shares vest ratably 25% on the anniversary date of the grant beginning one year from the date of grant. At the date of exercise, 7,500 shares have vested.
- [F2]7,500 shares were granted on 12/07/2005. These shares vest ratably 25% on the anniversary date of the grant beginning one year from the date of grant. At the date of exercise, 5,625 shares have vested.
- [F3]Granted and approved by the board of directors.