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4//SEC Filing

MEISS HANS VON 4

Accession 0001179110-09-009018

CIK 0001145124other

View on SEC.gov Company Profile

Filed

Jun 1, 8:00 PM ET

Accepted

Jun 2, 4:55 PM ET

Size

15.0 KB

Accession

0001179110-09-009018

Insider Transaction Report

Form 4

Period: 2009-05-29

THINKORSWIM GROUP INC.SWIM

Director

Transactions

Exercise/Conversion
Stock Option
2009-05-29−7,500→ 11,050 total
Exercise: $3.03Exp: 2014-12-08→ Common Stock (7,500 underlying)
Exercise/Conversion
Stock Option
2009-05-29−8,000→ 18,550 total
Exercise: $0.20Exp: 2013-07-16→ Common Stock (8,000 underlying)
Exercise/Conversion
Common Stock
2009-05-29$0.20/sh+8,000$1,600→ 25,276 total
Exercise/Conversion
Common Stock
2009-05-29$3.03/sh+7,500$22,725→ 32,776 total
Exercise/Conversion
Common Stock
2009-05-29$5.18/sh+5,625$29,138→ 38,401 total
Exercise/Conversion
Stock Option
2009-05-29−5,625→ 5,425 total
Exercise: $5.18Exp: 2015-12-06→ Common Stock (5,625 underlying)

Holdings

Common Stock
(indirect: Owned by In-Laws)
136,333

Footnotes (4)

[F1]Granted and approved by the Board of Directors.
[F2]20,000 shares were granted on 07/17/2003. These shares vest ratably 25% on the anniversary date of the grant beginning one year from the date of grant. All shares have vested.
[F3]7,500 shares were granted on 12/09/2004. These shares vest ratably 25% on the anniversary date of the grant beginning one year from the date of grant. All shares have vested.
[F4]7,500 shares were granted on 12/07/2005. These shares vest ratably 25% on the anniversary date of the grant beginning on year from date of grant. 5,625 shares have vested.

Documents

1 file

4
edgar.xmlPrimary
FORM 4 -

Issuer

THINKORSWIM GROUP INC.

CIK 0001145124

Entity typeother

Related Parties

1

filerCIK 0001253791

Filing Metadata

Form type: 4
Filed: Jun 1, 8:00 PM ET
Accepted: Jun 2, 4:55 PM ET
Size: 15.0 KB

View on SEC.gov