MCGOWAN EUGENE E 4
4 · GRANITE CITY FOOD & BREWERY LTD · Filed Jun 29, 2009
Insider Transaction Report
Form 4
MCGOWAN EUGENE E
Director
Transactions
- Other
Warrant to purchase Common Stock
2009-06-26$0.26/sh+5,158$1,362→ 5,158 total(indirect: see footnote)Exercise: $0.26Exp: 2014-02-06→ Common Stock (5,158 underlying)
Holdings
- 15,128(indirect: see footnote)
Common Stock
- 160,000(indirect: see footnote)
Warrant to purchase Common Stock
Exercise: $0.25From: 2009-09-30Exp: 2014-03-30→ Common Stock (160,000 underlying) - 15,000
Stock Option (right to buy)
Exercise: $4.74From: 2007-01-01Exp: 2011-01-01→ Common Stock (15,000 underlying) - 170,215(indirect: see footnote)
Warrant to Purchase Common Stock
Exercise: $5.00From: 2004-11-04Exp: 2009-11-04→ Common Stock (170,215 underlying) - 160,000(indirect: see footnote)
9% Convertible Promissory Note
Exercise: $0.50From: 2009-03-30Exp: 2010-10-01→ Common Stock (160,000 underlying) - 160,000(indirect: see footnote)
9% Convertible Promissory Note
Exercise: $0.50From: 2009-03-30Exp: 2010-10-01→ Common Stock (160,000 underlying) - 15,000
Stock Option (right to buy)
Exercise: $4.90From: 2006-01-01Exp: 2010-01-01→ Common Stock (15,000 underlying) - 198,254
Common Stock
- 160,000(indirect: see footnote)
Warrant to Purchase Common Stock
Exercise: $0.25From: 2009-09-30Exp: 2014-03-30→ Common Stock (160,000 underlying) - 15,000
Stock Option (right to buy)
Exercise: $0.33From: 2010-01-01Exp: 2019-01-01→ Common Stock (15,000 underlying) - 15,000
Stock Option (Right to buy)
Exercise: $2.66From: 2009-01-01Exp: 2018-01-01→ Common Stock (15,000 underlying) - 15,000
Stock Option (right to buy)
Exercise: $5.12From: 2008-01-01Exp: 2012-01-01→ Common Stock (15,000 underlying)
Footnotes (6)
- [F1]Held by Granite Partners, L.L.C.
- [F2]Held by Harmony Equity Income Fund, L.L.C. Mr. McGowan may be deemed to have indirect beneficial ownership over the shares held by such entity based on his beneficial ownership and management thereof.
- [F3]Held by Harmony Equity Income Fund II, L.L.C. Mr. McGowan may be deemed to have indirect beneficial ownership over the shares held by such entity based on his beneficial ownership and management thereof.
- [F4]Held by Henkin-McGowan Investments, LLC. Mr. McGowan may be deemed to have indirect beneficial ownership over the shares held by such entity based on his beneficial ownership and management thereof.
- [F5]Received pursuant to a distribution from GC Cedar Rapids/Davenport Limited Partnership.
- [F6]The warrants are exercisable only upon satisfaction of Dunham Capital Management, LLC's covenants under that certain rent reduction agreement referenced in the warrant. At the time of this filing, the covenants have not been satisfied.