Earnings Feed
Start Free
Home/Filings/4/0001179110-09-010338
4//SEC Filing

Goldmann Leslie 4

Accession 0001179110-09-010338

CIK 0001211351other
View on SEC.govCompany Profile

Filed

Jun 30, 8:00 PM ET

Accepted

Jul 1, 4:50 PM ET

Size

23.6 KB

Accession

0001179110-09-010338

Insider Transaction Report

Form 4
Period: 2009-06-29
New York & Company, Inc.NWY
Goldmann Leslie
EVP, Merchandising
Transactions
  • Award

    Options to Purchase Common Stock

    2009-06-29+3,535→ 3,535 total
    Exercise: $3.28Exp: 2016-03-15→ Common Stock (3,535 underlying)
  • Disposition to Issuer

    Options to Purchase Common Stock

    2009-06-29−5,000→ 0 total
    Exercise: $15.76Exp: 2016-03-15→ Common Stock (5,000 underlying)
  • Award

    Options to Purchase Common Stock

    2009-06-29+18,308→ 18,308 total
    Exercise: $3.28Exp: 2016-05-17→ Common Stock (18,308 underlying)
  • Disposition to Issuer

    Options to Purchase Common Stock

    2009-06-29−11,500→ 0 total
    Exercise: $16.00Exp: 2017-03-21→ Common Stock (11,500 underlying)
  • Award

    Options to Purchase Common Stock

    2009-06-29+8,919→ 8,919 total
    Exercise: $3.28Exp: 2017-03-21→ Common Stock (8,919 underlying)
  • Disposition to Issuer

    Options to Purchase Common Stock

    2009-06-29−25,000→ 0 total
    Exercise: $15.35Exp: 2016-05-17→ Common Stock (25,000 underlying)
Holdings

  • Common Stock

    45,079

  • Options to Purchase Common Stock

    Exercise: $7.18Exp: 2018-05-21→ Common Stock (30,000 underlying)
    30,000

  • Options to Purchase Common Stock

    Exercise: $4.74Exp: 2018-03-19→ Common Stock (70,000 underlying)
    70,000

  • Options to Purchase Common Stock

    Exercise: $0.11Exp: 2013-04-02→ Common Stock (20,787 underlying)
    20,787
Footnotes (11)
  • [F1]On November 19, 2008, the Reporting Person was granted an award of restricted stock in connection with the modification of the Company's Spring 2009 bonus plan. The Company, its senior management and its Board of Directors have agreed to modify the spring bonus plan under the Company's Incentive Compensation Plan, such that target bonuses for senior management will be reduced by 50% and will not be paid with cash but rather will be paid with an award of the Company's common stock if the Company achieves the applicable operating income targets for Spring 2009 that were approved by the Compensation Committee of its Board of Directors. For a further description of the Company's Incentive Compensation Plan, refer to its 2009 Proxy Statement filed with the Securities and Exchange Commission on May 15, 2009.
  • [F10]The canceled options were exercisable in five annual installments on the following dates: 750 shares on March 15, 2007; 750 shares on March 15, 2008; 1,000 shares on March 15, 2009; 1,250 shares on March 15, 2010; and 1,250 shares on March 15, 2011.
  • [F11]The options to purchase common stock are currently exercisable.
  • [F2]Includes 5,524 shares of common stock and 39,555 shares of restricted stock described in footnote #1.
  • [F3]The options become exercisable in four annual installments on the following dates: 7,500 shares on May 21, 2009; 7,500 shares on May 21, 2010; 7,500 shares on May 21, 2011; and 7,500 shares on May 21, 2012.
  • [F4]The options become exercisable in four annual installments on the following dates: 17,500 shares on March 19, 2009; 17,500 shares on March 19, 2010; 17,500 shares on March 19, 2011; and 17,500 shares on March 19, 2012.
  • [F5]The Company canceled the stock option awards granted to the Reporting Person on March 15, 2006, May 17, 2006 and March 21, 2007, pursuant to the Company's stock option exchange program approved by the Company's shareholders on June 29, 2009. In exchange for each canceled option award, the Reporting Person received a replacement option award for a lesser number of stock options with an equal fair value and an exercise price equal to the closing price of the Company's common stock on the date of grant (June 29, 2009).
  • [F6]The canceled options were exercisable in five annual installments on the following dates: 1,725 shares on March 21, 2008; 1,725 shares on March 21, 2009; 2,300 shares on March 21, 2010; 2,875 shares on March 21, 2011; and 2,875 shares on March 21, 2012.
  • [F7]The options become exercisable on the following dates: 6,689 shares on June 29, 2011 and 2,230 shares on March 21, 2012.
  • [F8]The canceled options were exercisable in five annual installments on the following dates: 3,750 shares on May 17, 2007; 3,750 shares on May 17, 2008; 5,000 shares on May 17, 2009; 6,250 shares on May 17, 2010; and 6,250 shares on May 17, 2011.
  • [F9]The options become exercisable on on June 29, 2011.

Documents

1 file

Issuer

New York & Company, Inc.

CIK 0001211351

→
Entity typeother

Related Parties

1
  • filerCIK 0001450594

Filing Metadata

Form type
4
Filed
Jun 30, 8:00 PM ET
Accepted
Jul 1, 4:50 PM ET
Size
23.6 KB
View on SEC.gov