4//SEC Filing
Brooslin Viviano Sandra 4
Accession 0001179110-09-010339
CIK 0001211351other
Filed
Jun 30, 8:00 PM ET
Accepted
Jul 1, 4:51 PM ET
Size
19.1 KB
Accession
0001179110-09-010339
Insider Transaction Report
Form 4
Brooslin Viviano Sandra
EVP, Human Resources
Transactions
- Award
Options to Purchase Common Stock
2009-06-29+5,303→ 5,303 totalExercise: $3.28Exp: 2016-03-15→ Common Stock (5,303 underlying) - Disposition to Issuer
Options to Purchase Common Stock
2009-06-29−10,000→ 0 totalExercise: $16.00Exp: 2017-03-21→ Common Stock (10,000 underlying) - Disposition to Issuer
Options to Purchase Common Stock
2009-06-29−7,500→ 0 totalExercise: $15.76Exp: 2016-03-15→ Common Stock (7,500 underlying) - Award
Options to Purchase Common Stock
2009-06-29+7,756→ 7,756 totalExercise: $3.28Exp: 2017-03-21→ Common Stock (7,756 underlying)
Holdings
- 21,048
Options to Purchase Common Stock
Exercise: $0.11Exp: 2013-04-02→ Common Stock (21,048 underlying) - 105,234
Options to Purchase Common Stock
Exercise: $0.11Exp: 2012-11-27→ Common Stock (105,234 underlying) - 20,000
Options to Purchase Common Stock
Exercise: $4.74Exp: 2018-03-19→ Common Stock (20,000 underlying) - 143,168
Common Stock
Footnotes (9)
- [F1]On November 19, 2008, the Reporting Person was granted an award of restricted stock in connection with the modification of the Company's Spring 2009 bonus plan. The Company, its senior management and its Board of Directors have agreed to modify the spring bonus plan under the Company's Incentive Compensation Plan, such that target bonuses for senior management will be reduced by 50% and will not be paid with cash but rather will be paid with an award of the Company's common stock if the Company achieves the applicable operating income targets for Spring 2009 that were approved by the Compensation Committee of its Board of Directors. For a further description of the Company's Incentive Compensation Plan, refer to its 2009 Proxy Statement filed with the Securities and Exchange Commission on May 15, 2009.
- [F2]Includes 123,091 share of common stock and 20,077 shares of restricted stock described in footnote #1.
- [F3]The options become exercisable in four annual installments on the following dates: 5,000 shares on March 19, 2009; 5,000 shares on March 19, 2010; 5,000 shares on March 19, 2011; and 5,000 shares on March 19, 2012.
- [F4]The Company canceled the stock option awards granted to the Reporting Person on March 15, 2006 and March 21, 2007, pursuant to the Company's stock option exchange program approved by the Company's shareholders on June 29, 2009. In exchange for each canceled option award, the Reporting Person received a replacement option award for a lesser number of stock options with an equal fair value and an exercise price equal to the closing price of the Company's common stock on the date of grant (June 29, 2009).
- [F5]The canceled options were exercisable in five annual installments on the following dates: 1,500 shares on March 21, 2008; 1,500 shares on March 21, 2009; 2,000 shares on March 21, 2010; 2,500 shares on March 21, 2011; and 2,500 shares on March 21, 2012.
- [F6]The options become exercisable on the following dates: 5,817 shares on June 29, 2011 and 1,939 shares on March 21, 2012.
- [F7]The canceled options were exercisable in five annual installments on the following dates: 1,125 shares on March 15, 2007; 1,125 shares on March 15, 2008; 1,500 shares on March 15, 2009; 1,875 shares on March 15, 2010; and 1,875 shares on March 15, 2011.
- [F8]The options become exercisable on on June 29, 2011.
- [F9]The options to purchase common stock are currently exercisable.
Documents
Issuer
New York & Company, Inc.
CIK 0001211351
Entity typeother
Related Parties
1- filerCIK 0001348121
Filing Metadata
- Form type
- 4
- Filed
- Jun 30, 8:00 PM ET
- Accepted
- Jul 1, 4:51 PM ET
- Size
- 19.1 KB