4//SEC Filing
Armstrong Joseph H 4
Accession 0001179110-09-011217
CIK 0001350102other
Filed
Jul 27, 8:00 PM ET
Accepted
Jul 28, 4:44 PM ET
Size
9.1 KB
Accession
0001179110-09-011217
Insider Transaction Report
Form 4
Armstrong Joseph H
Vice President and CTO
Transactions
- Exercise/Conversion
Common Stock
2009-07-24$0.10/sh+4,500$450→ 37,833 total - Sale
Common Stock
2009-07-24$8.16/sh−4,500$36,725→ 33,333 total - Exercise/Conversion
Common Stock Option (Right to Buy)
2009-07-24−4,500→ 4,500 totalExercise: $0.10From: 2006-12-31Exp: 2015-11-18→ Common Stock (4,500 underlying)
Footnotes (2)
- [F1]The options vested in the following amounts on the following dates: options to purchase 8,000 shares vested on December 31, 2006, and options to purchase 8,500 shares vested on each of December 31, 2007 and 2008.
- [F2]Dr. Armstrong also holds the following derivative securities: vested options to purchase 18,000 shares of common stock that expire February 27, 2016; vested options to purchase 2,500 shares of common stock that expire on December 3, 2017; vested options to purchase 2,500 shares of common stock that expire December 2, 2018; unvested options to purchase 2,500 shares of common stock that expire on December 3, 2017; and unvested options to purchase 7,500 shares of common stock that expire December 2, 2018.
Documents
Issuer
Ascent Solar Technologies, Inc.
CIK 0001350102
Entity typeother
Related Parties
1- filerCIK 0001368242
Filing Metadata
- Form type
- 4
- Filed
- Jul 27, 8:00 PM ET
- Accepted
- Jul 28, 4:44 PM ET
- Size
- 9.1 KB