Armstrong Joseph H 4
4 · Ascent Solar Technologies, Inc. · Filed Jul 28, 2009
Insider Transaction Report
Form 4
Armstrong Joseph H
Vice President and CTO
Transactions
- Exercise/Conversion
Common Stock
2009-07-24$0.10/sh+4,500$450→ 37,833 total - Sale
Common Stock
2009-07-24$8.16/sh−4,500$36,725→ 33,333 total - Exercise/Conversion
Common Stock Option (Right to Buy)
2009-07-24−4,500→ 4,500 totalExercise: $0.10From: 2006-12-31Exp: 2015-11-18→ Common Stock (4,500 underlying)
Footnotes (2)
- [F1]The options vested in the following amounts on the following dates: options to purchase 8,000 shares vested on December 31, 2006, and options to purchase 8,500 shares vested on each of December 31, 2007 and 2008.
- [F2]Dr. Armstrong also holds the following derivative securities: vested options to purchase 18,000 shares of common stock that expire February 27, 2016; vested options to purchase 2,500 shares of common stock that expire on December 3, 2017; vested options to purchase 2,500 shares of common stock that expire December 2, 2018; unvested options to purchase 2,500 shares of common stock that expire on December 3, 2017; and unvested options to purchase 7,500 shares of common stock that expire December 2, 2018.