Goldmann Leslie 4
4 · New York & Company, Inc. · Filed Aug 27, 2009
Insider Transaction Report
Form 4
Goldmann Leslie
EVP, Merchandising
Transactions
- Disposition to Issuer
Common Stock
2009-08-26−39,555→ 5,524 total
Holdings
- 30,000
Options to Purchase Common Stock
Exercise: $7.18Exp: 2018-05-21→ Common Stock (30,000 underlying) - 8,919
Options to Purchase Common Stock
Exercise: $3.28Exp: 2017-03-21→ Common Stock (8,919 underlying) - 70,000
Options to Purchase Common Stock
Exercise: $4.74Exp: 2018-03-19→ Common Stock (70,000 underlying) - 3,535
Options to Purchase Common Stock
Exercise: $3.28Exp: 2016-03-15→ Common Stock (3,535 underlying) - 20,787
Options to Purchase Common Stock
Exercise: $0.11Exp: 2013-04-02→ Common Stock (20,787 underlying) - 18,308
Options to Purchase Common Stock
Exercise: $3.28Exp: 2016-05-17→ Common Stock (18,308 underlying)
Footnotes (7)
- [F1]On November 19, 2008, the Reporting Person was granted 39,555 shares of restricted stock, subject to performance vesting requirements based on the operating income level achieved by the Company for the first two fiscal quarters of fiscal year 2009 ("Spring 2009"). As a result of the operating loss reported by the Company for Spring 2009, all 39,555 shares of restricted stock were forfeited.
- [F2]Represents 5,524 shares of common stock.
- [F3]The options become exercisable in four annual installments on the following dates: 7,500 shares on May 21, 2009; 7,500 shares on May 21, 2010; 7,500 shares on May 21, 2011; and 7,500 shares on May 21, 2012.
- [F4]The options become exercisable in four annual installments on the following dates: 17,500 shares on March 19, 2009; 17,500 shares on March 19, 2010; 17,500 shares on March 19, 2011; and 17,500 shares on March 19, 2012.
- [F5]The options become exercisable on the following dates: 6,689 shares on June 29, 2011 and 2,230 shares on March 21, 2012.
- [F6]The options become exercisable on June 29, 2011.
- [F7]The options to purchase common stock are currently exercisable.