Home/Filings/4/0001179110-09-012622
4//SEC Filing

Goldmann Leslie 4

Accession 0001179110-09-012622

CIK 0001211351other

Filed

Aug 26, 8:00 PM ET

Accepted

Aug 27, 4:10 PM ET

Size

13.9 KB

Accession

0001179110-09-012622

Insider Transaction Report

Form 4
Period: 2009-08-26
Goldmann Leslie
EVP, Merchandising
Transactions
  • Disposition to Issuer

    Common Stock

    2009-08-2639,5555,524 total
Holdings
  • Options to Purchase Common Stock

    Exercise: $7.18Exp: 2018-05-21Common Stock (30,000 underlying)
    30,000
  • Options to Purchase Common Stock

    Exercise: $3.28Exp: 2017-03-21Common Stock (8,919 underlying)
    8,919
  • Options to Purchase Common Stock

    Exercise: $4.74Exp: 2018-03-19Common Stock (70,000 underlying)
    70,000
  • Options to Purchase Common Stock

    Exercise: $3.28Exp: 2016-03-15Common Stock (3,535 underlying)
    3,535
  • Options to Purchase Common Stock

    Exercise: $0.11Exp: 2013-04-02Common Stock (20,787 underlying)
    20,787
  • Options to Purchase Common Stock

    Exercise: $3.28Exp: 2016-05-17Common Stock (18,308 underlying)
    18,308
Footnotes (7)
  • [F1]On November 19, 2008, the Reporting Person was granted 39,555 shares of restricted stock, subject to performance vesting requirements based on the operating income level achieved by the Company for the first two fiscal quarters of fiscal year 2009 ("Spring 2009"). As a result of the operating loss reported by the Company for Spring 2009, all 39,555 shares of restricted stock were forfeited.
  • [F2]Represents 5,524 shares of common stock.
  • [F3]The options become exercisable in four annual installments on the following dates: 7,500 shares on May 21, 2009; 7,500 shares on May 21, 2010; 7,500 shares on May 21, 2011; and 7,500 shares on May 21, 2012.
  • [F4]The options become exercisable in four annual installments on the following dates: 17,500 shares on March 19, 2009; 17,500 shares on March 19, 2010; 17,500 shares on March 19, 2011; and 17,500 shares on March 19, 2012.
  • [F5]The options become exercisable on the following dates: 6,689 shares on June 29, 2011 and 2,230 shares on March 21, 2012.
  • [F6]The options become exercisable on June 29, 2011.
  • [F7]The options to purchase common stock are currently exercisable.

Issuer

New York & Company, Inc.

CIK 0001211351

Entity typeother

Related Parties

1
  • filerCIK 0001450594

Filing Metadata

Form type
4
Filed
Aug 26, 8:00 PM ET
Accepted
Aug 27, 4:10 PM ET
Size
13.9 KB