Brooslin Viviano Sandra 4
4 · New York & Company, Inc. · Filed Aug 27, 2009
Insider Transaction Report
Form 4
Brooslin Viviano Sandra
EVP, Human Resources
Transactions
- Disposition to Issuer
Common Stock
2009-08-26−20,077→ 123,091 total
Holdings
- 7,756
Options to Purchase Common Stock
Exercise: $3.28Exp: 2017-03-21→ Common Stock (7,756 underlying) - 5,303
Options to Purchase Common Stock
Exercise: $3.28Exp: 2016-03-15→ Common Stock (5,303 underlying) - 105,234
Options to Purchase Common Stock
Exercise: $0.11Exp: 2012-11-27→ Common Stock (105,234 underlying) - 20,000
Options to Purchase Common Stock
Exercise: $4.74Exp: 2018-03-19→ Common Stock (20,000 underlying) - 21,048
Options to Purchase Common Stock
Exercise: $0.11Exp: 2013-04-02→ Common Stock (21,048 underlying)
Footnotes (6)
- [F1]On November 19, 2008, the Reporting Person was granted 20,077 shares of restricted stock, subject to performance vesting requirements based on the operating income level achieved by the Company for the first two fiscal quarters of fiscal year 2009 ("Spring 2009"). As a result of the operating loss reported by the Company for Spring 2009, all 20,077 shares of restricted stock were forfeited.
- [F2]Represents 123,091 shares of common stock.
- [F3]The options become exercisable in four annual installments on the following dates: 5,000 shares on March 19, 2009; 5,000 shares on March 19, 2010; 5,000 shares on March 19, 2011; and 5,000 shares on March 19, 2012.
- [F4]The options become exercisable on the following dates: 5,817 shares on June 29, 2011 and 1,939 shares on March 21, 2012.
- [F5]The options become exercisable on June 29, 2011.
- [F6]The options to purchase common stock are currently exercisable.