DESHPANDE GURURAJ 4
4 · A123 SYSTEMS, INC. · Filed Oct 1, 2009
Insider Transaction Report
Form 4
DESHPANDE GURURAJ
Director
Transactions
- Conversion
Common Stock
2009-09-29+2,546,701→ 2,546,701 total(indirect: By Trust) - Conversion
Common Stock
2009-09-29+1,291,235→ 1,291,235 total(indirect: By Trust) - Conversion
Common Stock
2009-09-29+1,727,991→ 1,727,991 total(indirect: By Trust) - Conversion
Common Stock
2009-09-29+138,607→ 138,607 total - Conversion
Series F Convertible Preferred Stock
2009-09-29−271,866→ 0 total(indirect: By Trust)→ Common Stock (271,866 underlying) - Conversion
Series B Convertible Preferred Stock
2009-09-29−29,641→ 0 total(indirect: By Trust)→ Common Stock (29,641 underlying) - Conversion
Series B Convertible Preferred Stock
2009-09-29−624,650→ 0 total(indirect: By Trust)→ Common Stock (624,650 underlying) - Conversion
Series D Convertible Preferred Stock
2009-09-29−288,681→ 0 total(indirect: By Trust)→ Common Stock (288,681 underlying) - Conversion
Series B Convertible Preferred Stock
2009-09-29−528,673→ 0 total(indirect: By Trust)→ Common Stock (528,673 underlying) - Conversion
Series D Convertible Preferred Stock
2009-09-29−446,786→ 0 total(indirect: By Trust)→ Common Stock (446,786 underlying) - Conversion
Series B Convertible Preferred Stock
2009-09-29−540,309→ 0 total(indirect: By Trust)→ Common Stock (540,309 underlying) - Conversion
Common Stock
2009-09-29+987,095→ 987,095 total(indirect: By Trust) - Conversion
Series D Convertible Preferred Stock
2009-09-29−394,719→ 0 total(indirect: By Trust)→ Common Stock (394,719 underlying) - Conversion
Series A Convertible Preferred Stock
2009-09-29−2,018,028→ 0 total(indirect: By Trust)→ Common Stock (2,018,028 underlying) - Conversion
Series A Convertible Preferred Stock
2009-09-29−138,607→ 0 total→ Common Stock (138,607 underlying) - Conversion
Series C Convertible Preferred Stock
2009-09-29−1,409,669→ 0 total(indirect: By Trust)→ Common Stock (1,409,669 underlying)
Holdings
- 326,000(indirect: By Trust)
Common Stock
Footnotes (2)
- [F1]Each share of preferred stock represented herein immediately converted into one share of common stock of the issuer upon the closing of the issuer's initial public offering on September 29, 2009.
- [F2]The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.