Russell TW Fraser 4
4 · Ascent Solar Technologies, Inc. · Filed Oct 2, 2009
Insider Transaction Report
Form 4
Russell TW Fraser
Director
Transactions
- Exercise/Conversion
Restricted Stock Units
2009-09-30−3,058→ 3,058 total→ Common Stock (3,058 underlying) - Exercise/Conversion
Common Stock
2009-09-30+3,058→ 26,724 total
Footnotes (3)
- [F1]Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
- [F2]The remaining restricted stock units vest in the following amount on the following date: 25% on December 31, 2009.
- [F3]Dr. Russell also holds vested options to purchase 8,000 shares of common stock that expire November 18, 2015.