4//SEC Filing
Dunham Donald A Jr 4
Accession 0001179110-09-014255
CIK 0001048620other
Filed
Oct 5, 8:00 PM ET
Accepted
Oct 6, 2:01 PM ET
Size
13.2 KB
Accession
0001179110-09-014255
Insider Transaction Report
Form 4
Dunham Donald A Jr
Director10% Owner
Transactions
- Award
Common Stock
2009-10-05$0.54/sh+28,000,000$15,050,000→ 28,000,000 total(indirect: See footnote)
Holdings
- 106,483
Warrant to Purchase Common Stock
Exercise: $0.26Exp: 2014-02-07→ Common Stock (106,483 underlying) - 213,747(indirect: See footnote)
Warrant to Purchase Common Stock
Exercise: $0.26Exp: 2014-02-07→ Common Stock (213,747 underlying) - 1,066.16(indirect: See footnote)
Warrant to Purchase Common Stock
Exercise: $0.27Exp: 2014-02-10→ Common Stock (1,066.16 underlying) - 268,103
Common Stock
- 4,146.19(indirect: See footnote)
Warrant to Purchase Common Stock
Exercise: $0.27Exp: 2014-02-10→ Common Stock (4,146.19 underlying) - 58,861(indirect: See footnote)
Warrant to Purchase Common Stock
Exercise: $0.26Exp: 2014-02-07→ Common Stock (58,861 underlying)
Footnotes (4)
- [F1]Held by DHW Leasing, L.L.C. Mr. Dunham may be deemed to have indirect beneficial ownership over the shares held by such entitiy based on his beneifical ownership and management thereof.
- [F2]The warrant is exercisable only upon satisfaction of covenants under that certain rent reduction agreement referenced in the warrant.
- [F3]Held by Dunham Capital Management, L.L.C. Mr. Dunham may be deemed to have indirect beneficial ownership over the shares held by such entitiy based on his beneifical ownership and management thereof.
- [F4]Held by Dunham Equity Management, L.L.C. Mr. Dunham may be deemed to have indirect beneficial ownership over the shares held by such entitiy based on his beneifical ownership and management thereof.
Documents
Issuer
GRANITE CITY FOOD & BREWERY LTD
CIK 0001048620
Entity typeother
Related Parties
1- filerCIK 0001462204
Filing Metadata
- Form type
- 4
- Filed
- Oct 5, 8:00 PM ET
- Accepted
- Oct 6, 2:01 PM ET
- Size
- 13.2 KB