Dibble William H 4
4 · Cowen Holdings, Inc. · Filed Nov 3, 2009
Insider Transaction Report
Form 4
Dibble William H
Head of Human Resources
Transactions
- Disposition to Issuer
Stock Options (right to buy)
2009-11-02−2,572→ 0 totalExercise: $16.00→ Common Stock (0 underlying) - Disposition to Issuer
Common stock
2009-11-02−4,272→ 0 total
Footnotes (2)
- [F1]All common stock of the Issuer (f/k/a Cowen Group, Inc.) beneficially owned by the filer was converted into Class A common stock, par value $0.01 per share, of Cowen Group, Inc. (f/k/a LexingtonPark Parent Corp.) at the closing of the business combination transaction involving the Issuer and RCG Holdings LLC (f/k/a Ramius LLC).
- [F2]The stock options of the Issuer (f/k/a Cowen Group, Inc.) beneficially owned by the filer were converted into stock options to purchase the equivalent number of shares of Class A common stock, par value $0.01 per share, of Cowen Group, Inc. (f/k/a LexingtonPark Parent Corp.) at the closing of the business combination transaction involving the Issuer and RCG Holdings LLC (f/k/a Ramius LLC).