4//SEC Filing
Caller Robert C 4
Accession 0001179110-09-015108
CIK 0000002491other
Filed
Nov 4, 7:00 PM ET
Accepted
Nov 5, 7:38 PM ET
Size
9.8 KB
Accession
0001179110-09-015108
Insider Transaction Report
Form 4
Caller Robert C
EVP, CFO & Treasurer
Transactions
- Exercise/Conversion
Common Stock, par value $.10 per share
2009-11-04$16.99/sh+25,000$424,750→ 37,731 total - Sale
Common Stock, par value $.10 per share
2009-11-04$43.16/sh−25,000$1,079,090→ 12,731 total - Exercise/Conversion
Employee Stock Options (Right to Buy)
2009-11-04−25,000→ 150,000 totalExercise: $16.99Exp: 2016-04-03→ Common Stock, par value $.10 per share (25,000 underlying)
Footnotes (5)
- [F1]Includes a reduction of 621 shares reported on 8/26/2009 for Mr. Caller in a Form 4 that inaccurately reported the number of shares acquired under the Bally Technologies, Inc. Employee Stock Purchase Plan on May 29, 2009 due to a clerical error.
- [F2]Includes 97 shares acquired under the Bally Technologies, Inc. Employee Stock Purchase Plan on August 31, 2009.
- [F3]This transaction was executed in multiple trades at prices from $43.00 to $43.33. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F4]The options vested as follows: (i) 20,000 shares on 6/30/2006, (ii) 50,000 shares on 6/30/2007, (iii) 50,000 shares on 6/30/2008, and (iv) 55,000 shares on 9/30/2009.
- [F5]Granted as compensation for services.
Documents
Issuer
BALLY TECHNOLOGIES, INC.
CIK 0000002491
Entity typeother
Related Parties
1- filerCIK 0001357711
Filing Metadata
- Form type
- 4
- Filed
- Nov 4, 7:00 PM ET
- Accepted
- Nov 5, 7:38 PM ET
- Size
- 9.8 KB