Brooslin Viviano Sandra 4

4 · New York & Company, Inc. · Filed Dec 3, 2009

Form 4

Period: 2009-12-01

EVP, Human Resources

Transactions

Award
Options to Purchase Common Stock
2009-12-01+75,000→ 75,000 total
Exercise: $3.94Exp: 2019-12-01→ Common Stock (75,000 underlying)

Holdings

Options to Purchase Common Stock
Exercise: $3.28Exp: 2017-03-21→ Common Stock (7,756 underlying)
7,756
Options to Purchase Common Stock
Exercise: $4.74Exp: 2018-03-19→ Common Stock (20,000 underlying)
20,000
Options to Purchase Common Stock
Exercise: $3.28Exp: 2016-03-15→ Common Stock (5,303 underlying)
5,303
Common Stock
228,325
Options to Purchase Common Stock
Exercise: $0.11Exp: 2013-04-02→ Common Stock (21,048 underlying)
21,048

Footnotes (6)

[F1]The reporting person was granted an employee option to purchase common stock on December 1, 2009.
[F2]The options become exercisable in four annual installments on the following dates: 18,750 shares on December 1, 2010; 18,750 shares on December 1, 2011; 18,750 shares on December 1, 2012; and 18,750 shares on December 1, 2013.
[F3]The options become exercisable in four annual installments on the following dates: 5,000 shares on March 19, 2009; 5,000 shares on March 19, 2010; 5,000 shares on March 19, 2011; and 5,000 shares on March 19, 2012.
[F4]The options become exercisable on the following dates: 5,817 shares on June 29, 2011 and 1,939 shares on March 21, 2012.
[F5]The options become exercisable on June 29, 2011.
[F6]The options to purchase common stock are currently exercisable.

Documents

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