Home/Filings/4/0001179110-09-017630
4//SEC Filing

Johnson Roger Scott 4

Accession 0001179110-09-017630

CIK 0001024075other

Filed

Dec 30, 7:00 PM ET

Accepted

Dec 31, 4:30 PM ET

Size

10.3 KB

Accession

0001179110-09-017630

Insider Transaction Report

Form 4
Period: 2009-12-11
Johnson Roger Scott
Chief Operating Officer
Transactions
  • Other

    Series C-1 Preferred Stock

    2009-12-11$50000.00/sh+1,250$62,500,0001,250 total
    Exercise: $0.30Common Stock (166,667 underlying)
  • Other

    Common Stock Warrants

    2009-12-11+62,50062,500 total
    Exercise: $0.40Exp: 2014-12-10Common Stock (62,500 underlying)
  • Other

    Series C Preferred Stock

    2009-12-11$50000.00/sh1,250$62,500,0000 total
    Exercise: $0.40Common Stock (125,000 underlying)
Footnotes (5)
  • [F1]Immediately
  • [F2]None
  • [F3]These warrants were part of a purchase of Series C-1 Convertible Preferred Stock as described above.
  • [F4]Under the terms of the Series C Convertible Preferred Stock, the holders of the Series C exchanged the Series C Convertible Preferred Stock to Series C-1 Convertible Preferred Stock.
  • [F5]On December 11, 2010, the Series C-1 Convertible Preferred Stock conversion price increases to $0.40, and the amount of underlying common stock the Series C-1 Convertible Preferred Stock converts into becomes 125,000.

Issuer

POWER EFFICIENCY CORP

CIK 0001024075

Entity typeother

Related Parties

1
  • filerCIK 0001470896

Filing Metadata

Form type
4
Filed
Dec 30, 7:00 PM ET
Accepted
Dec 31, 4:30 PM ET
Size
10.3 KB