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4//SEC Filing

MCGOWAN EUGENE E 4

Accession 0001179110-10-000094

CIK 0001048620other
View on SEC.govCompany Profile

Filed

Jan 3, 7:00 PM ET

Accepted

Jan 4, 5:48 PM ET

Size

19.9 KB

Accession

0001179110-10-000094

Insider Transaction Report

Form 4
Period: 2010-01-01
GRANITE CITY FOOD & BREWERY LTDGCFB
MCGOWAN EUGENE E
Director
Transactions
  • Award

    Stock Option (right to buy)

    2010-01-01+15,000→ 15,000 total
    Exercise: $0.29From: 2011-01-01Exp: 2020-01-01→ Common Stock (15,000 underlying)
Holdings

  • Warrant to purchase Common Stock

    (indirect: see footnote)
    Exercise: $0.25From: 2009-09-30Exp: 2014-03-30→ Common Stock (160,000 underlying)
    160,000

  • Common Stock

    198,254

  • 9% Convertible Promissory Note

    (indirect: see footnote)
    Exercise: $0.50From: 2009-03-30Exp: 2010-10-01→ Common Stock (160,000 underlying)
    160,000

  • Common Stock

    (indirect: see footnote)
    15,128

  • Stock Option (right to buy)

    Exercise: $0.33From: 2010-01-01Exp: 2019-01-01→ Common Stock (15,000 underlying)
    15,000

  • Warrant to purchase Common Stock

    (indirect: see footnote)
    Exercise: $0.26Exp: 2014-02-06→ Common Stock (5,162 underlying)
    5,162
Footnotes (7)
  • [F1]Held by Granite Partners, L.L.C.
  • [F2]This option was granted under the Company's Amended and Restated Equity Incentive Plan, which meets the requirements of Rule 16b-3.
  • [F3]Held by Harmony Equity Income Fund, L.L.C. Mr. McGowan may be deemed to have indirect beneficial ownership over the shares held by such entity based on his beneficial ownership and management thereof.
  • [F4]Held by Harmony Equity Income Fund II, L.L.C. Mr. McGowan may be deemed to have indirect beneficial ownership over the shares held by such entity based on his beneficial ownership and management thereof.
  • [F5]Share amount and exercise price reflect anti-dilution adjustments made during 2009.
  • [F6]The warrant is exercisable only upon satisfaction of Dunham Capital Managment, L.L.C.'s covenants under that certain rent reduction agreement referenced in the warrant. At the time of this filing, the covenants have not been satisfied.
  • [F7]Held by Henkin-McGowan Investments, LLC. Mr. McGowan may be deemed to have indirect beneficial ownership over the shares held by such entity based on his beneficial ownership and management thereof.

Documents

1 file

Issuer

GRANITE CITY FOOD & BREWERY LTD

CIK 0001048620

→
Entity typeother

Related Parties

1
  • filerCIK 0001275099

Filing Metadata

Form type
4
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 5:48 PM ET
Size
19.9 KB
View on SEC.gov