LEWIS JONATHAN 4
4 · ZIOPHARM ONCOLOGY INC · Filed Jan 5, 2010
Insider Transaction Report
Form 4
LEWIS JONATHAN
DirectorCEO
Transactions
- Award
Common Stock, $.001 par value
2009-12-31+150,000→ 657,675 total - Award
Stock Option (right to buy)
2009-12-31+150,000→ 150,000 totalExercise: $2.85Exp: 2019-12-31→ Common Stock (150,000 underlying)
Holdings
- 242,979
Stock Option (right to buy)
Exercise: $0.08From: 2007-01-27Exp: 2014-01-27→ Common Stock (242,979 underlying) - 35,000
Stock Option (right to buy)
Exercise: $4.85Exp: 2017-06-18→ Common Stock (35,000 underlying) - 450(indirect: By Children)
Common Stock, $.001 par value
- 25,674
Stock Option (right to buy)
Exercise: $0.08From: 2007-01-08Exp: 2014-01-08→ Common Stock (25,674 underlying) - 54,161
Stock Option (right to buy)
Exercise: $4.31From: 2007-01-27Exp: 2015-09-13→ Common Stock (54,161 underlying) - 30,000
Stock Option (right to buy)
Exercise: $6.49Exp: 2016-12-13→ Common Stock (30,000 underlying) - 75,000
Stock Option (right to buy)
Exercise: $5.01From: 2006-04-26Exp: 2016-04-26→ Common Stock (75,000 underlying) - 87,789
Stock Option (right to buy)
Exercise: $4.31From: 2007-01-27Exp: 2015-06-08→ Common Stock (87,789 underlying) - 139,315
Stock Option (right to buy)
Exercise: $5.01From: 2006-04-26Exp: 2016-04-26→ Common Stock (139,315 underlying) - 100,000
Stock Option (right to buy)
Exercise: $2.73Exp: 2017-12-12→ Common Stock (100,000 underlying)
Footnotes (7)
- [F1]10,000 shares vest on each of 12/13/07, 12/13/08 and 12/13/09.
- [F2]11,667 shares vest on each of 6/18/08 and 6/18/09; 11,666 shares vest on 6/18/10.
- [F3]33,334 shares vest on 12/12/08; 33,333 shares vest on each of 12/12/09 and 12/12/10.
- [F4]25,000 shares vest immediately, 25,000 shares vest on each of 8/13/2009, 11/13/2009 and 2/13/2010.
- [F5]By the Reporting Person as custodian for his minor children under the Connecticut Uniform Gifts to Minors Act.
- [F6]Grant of restricted stock; restrictions lapse in 3 equal annual installments beginning on the first anniversary of the date of grant.
- [F7]50,000 shares vest on each of 12/31/2011, 12/31/2012 and 12/31/2013.