Home/Filings/4/0001179110-10-000301
4//SEC Filing

Russell TW Fraser 4

Accession 0001179110-10-000301

CIK 0001350102other

Filed

Jan 4, 7:00 PM ET

Accepted

Jan 5, 4:56 PM ET

Size

9.7 KB

Accession

0001179110-10-000301

Insider Transaction Report

Form 4
Period: 2009-12-31
Transactions
  • Exercise/Conversion

    Common Stock

    2009-12-31+3,05829,782 total
  • Exercise/Conversion

    Restricted Stock Units

    2009-12-313,0580 total
    Common Stock (3,058 underlying)
  • Award

    Restricted Stock Units

    2010-01-01+7,1687,168 total
    Common Stock (7,168 underlying)
Footnotes (3)
  • [F1]Represents restricted stock units that vested on December 31, 2009. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
  • [F2]In addition to the restricted stock units, Dr. Russell holds vested options to purchase 8,000 shares of common stock that expire November 18, 2015.
  • [F3]These newly granted restricted stock units vest quarterly in 2010. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Issuer

Ascent Solar Technologies, Inc.

CIK 0001350102

Entity typeother

Related Parties

1
  • filerCIK 0001368058

Filing Metadata

Form type
4
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 4:56 PM ET
Size
9.7 KB