Russell TW Fraser 4
4 · Ascent Solar Technologies, Inc. · Filed Jan 5, 2010
Insider Transaction Report
Form 4
Russell TW Fraser
Director
Transactions
- Exercise/Conversion
Common Stock
2009-12-31+3,058→ 29,782 total - Exercise/Conversion
Restricted Stock Units
2009-12-31−3,058→ 0 total→ Common Stock (3,058 underlying) - Award
Restricted Stock Units
2010-01-01+7,168→ 7,168 total→ Common Stock (7,168 underlying)
Footnotes (3)
- [F1]Represents restricted stock units that vested on December 31, 2009. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
- [F2]In addition to the restricted stock units, Dr. Russell holds vested options to purchase 8,000 shares of common stock that expire November 18, 2015.
- [F3]These newly granted restricted stock units vest quarterly in 2010. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.