Erskine Richard G 4

4 · Ascent Solar Technologies, Inc. · Filed Jan 5, 2010

Insider Transaction Report

Form 4
Period: 2009-12-31
Transactions
  • Exercise/Conversion

    Restricted Stock Units

    2009-12-319590 total
    Common Stock (959 underlying)
  • Award

    Restricted Stock Units

    2010-01-01+5,6605,660 total
    Common Stock (5,660 underlying)
  • Exercise/Conversion

    Common Stock

    2009-12-31+9591,918 total
Footnotes (3)
  • [F1]Represents restricted stock units that fully vested on December 31, 2009. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
  • [F2]In addition to the restricted stock units, Mr. Erskine holds 15,190 Class B warrants that are immediately exercisable.
  • [F3]These newly granted restricted stock units vest quarterly in 2010. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Documents

1 file
  • 4
    edgar.xmlPrimary

    FORM 4 -