DESHPANDE GURURAJ 4
4 · A123 SYSTEMS, INC. · Filed Jan 6, 2010
Insider Transaction Report
Form 4
DESHPANDE GURURAJ
Director
Transactions
- Other
Common Stock
2010-01-04−987,095→ 0 total(indirect: By Trust) - Other
Common Stock
2010-01-04−1,727,991→ 0 total(indirect: By Trust) - Other
Common Stock
2010-01-04+6,879,022→ 6,879,022 total(indirect: By LLC) - Other
Common Stock
2010-01-04−326,000→ 0 total(indirect: By Trust) - Other
Common Stock
2010-01-04−1,291,235→ 0 total(indirect: By Trust) - Other
Common Stock
2010-01-04−2,546,701→ 0 total(indirect: By Trust)
Holdings
- 138,607
Common Stock
Footnotes (2)
- [F1]On January 4, 2010, the Unicorn Trust IV, Unicorn Trust VI, Unicorn Trust VIII and Unicorn Trust X, over which the Reporting Person, as trustee, exercises sole voting and investment power, the Deshpande Irrevocable Trust, over which Laurie Hall, as special trustee, exercises sole voting and investment power with respect to the shares of the Issuer held by such trust, transferred these shares to Sparta Group MA LLC Series 6 (the "LLC") in exchange for a percentage interest in the LLC.
- [F2]Held by the LLC, of which the Reporting Person and his spouse are co-managers. The Reporting Person disclaims beneficial ownership of the securities held by the LLC, except to the extent of any pecuniary interest therein.