Home/Filings/4/0001179110-10-000522
4//SEC Filing

DESHPANDE GURURAJ 4

Accession 0001179110-10-000522

CIK 0001167178other

Filed

Jan 5, 7:00 PM ET

Accepted

Jan 6, 9:32 AM ET

Size

14.2 KB

Accession

0001179110-10-000522

Insider Transaction Report

Form 4
Period: 2010-01-04
Transactions
  • Other

    Common Stock

    2010-01-04987,0950 total(indirect: By Trust)
  • Other

    Common Stock

    2010-01-041,727,9910 total(indirect: By Trust)
  • Other

    Common Stock

    2010-01-04+6,879,0226,879,022 total(indirect: By LLC)
  • Other

    Common Stock

    2010-01-04326,0000 total(indirect: By Trust)
  • Other

    Common Stock

    2010-01-041,291,2350 total(indirect: By Trust)
  • Other

    Common Stock

    2010-01-042,546,7010 total(indirect: By Trust)
Holdings
  • Common Stock

    138,607
Footnotes (2)
  • [F1]On January 4, 2010, the Unicorn Trust IV, Unicorn Trust VI, Unicorn Trust VIII and Unicorn Trust X, over which the Reporting Person, as trustee, exercises sole voting and investment power, the Deshpande Irrevocable Trust, over which Laurie Hall, as special trustee, exercises sole voting and investment power with respect to the shares of the Issuer held by such trust, transferred these shares to Sparta Group MA LLC Series 6 (the "LLC") in exchange for a percentage interest in the LLC.
  • [F2]Held by the LLC, of which the Reporting Person and his spouse are co-managers. The Reporting Person disclaims beneficial ownership of the securities held by the LLC, except to the extent of any pecuniary interest therein.

Issuer

A123 SYSTEMS, INC.

CIK 0001167178

Entity typeother

Related Parties

1
  • filerCIK 0001106824

Filing Metadata

Form type
4
Filed
Jan 5, 7:00 PM ET
Accepted
Jan 6, 9:32 AM ET
Size
14.2 KB