Moghadam Farhad 4
4 · Ascent Solar Technologies, Inc. · Filed Feb 5, 2010
Insider Transaction Report
Form 4
Moghadam Farhad
President and CEO
Transactions
- Exercise/Conversion
Common Stock
2010-02-03+32,480→ 46,480 total - Award
Restricted Stock Units
2010-02-03+32,480→ 32,480 totalFrom: 2010-02-03Exp: 2010-02-03→ Common Stock (32,480 underlying) - Sale
Common Stock
2010-02-04$4.13/sh−11,010$45,455→ 35,470 total - Exercise/Conversion
Restricted Stock Unit
2010-02-03−32,480→ 0 totalFrom: 2010-02-03Exp: 2010-02-03→ Common Stock (32,480 underlying)
Footnotes (2)
- [F1]Represents restricted stock units that vested on February 3, 2010. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
- [F2]Dr. Moghadam also holds the following derivative securities: unvested stock options to purchase 100,000 shares of common stock that expire on August 3, 2019; unvested stock options to purchase 200,000 shares of common stock that expire on August 3, 2019; 55,000 unvested restricted stock units that expire on August 3, 2011; and 35,000 unvested restricted stock units that expire on August 3, 2012. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.