Misra Mohan 4
4 · Ascent Solar Technologies, Inc. · Filed Feb 5, 2010
Insider Transaction Report
Form 4
Misra Mohan
DirectorChief Strategy Officer10% Owner
Transactions
- Exercise/Conversion
Common Stock
2010-02-03+55,618→ 489,993 total - Award
Restricted Stock Unit
2010-02-03+55,618→ 55,618 totalFrom: 2010-02-03Exp: 2010-02-03→ Common Stock (55,618 underlying) - Exercise/Conversion
Restricted Stock Unit
2010-02-03−55,618→ 0 totalFrom: 2010-02-03Exp: 2010-02-03→ Common Stock (55,618 underlying)
Holdings
- 806,000(indirect: See Footnote 2)
Common Stock
Footnotes (3)
- [F1]Represents restricted stock units that vested on February 3, 2010. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
- [F2]Dr. Misra indirectly holds 806,000 shares of common stock held by ITN Energy Systems, Inc., which is wholly owned by Inica, Inc., a Colorado corporation that is owned by Dr. Misra and an immediate family member.
- [F3]Dr. Misra also directly holds the following derivative securities: vested options to purchase 50,000 shares of common stock that expire on November 18, 2015; vested options to purchase 40,000 shares of common stock that expire on December 2, 2018; unvested options to purchase 40,000 shares of common stock that expire on December 2, 2018; and 50,000 unvested restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.