ABBOTT LABORATORIES 4
4 · ABBOTT LABORATORIES · Filed Feb 23, 2010
Insider Transaction Report
Form 4
LIEPMANN HOLGER A
Executive Vice President
Transactions
- Award
Common shares without par value
2010-02-19+32,000→ 166,342 total - Award
Common shares without par value
2010-02-19+32,000→ 198,342 total - Award
Option (right to buy)
2010-02-19+46,900→ 46,900 totalExercise: $54.50From: 2011-02-19Exp: 2020-02-18→ Common shares (46,900 underlying)
Holdings
- 295(indirect: By Spouse)
Common shares without par value
- 14,752(indirect: By Trust)
Common shares without par value
- 296(indirect: By Spouse)
Common shares without par value
Footnotes (5)
- [F1]These shares represent performance vested restricted stock awards under the Abbott Laboratories 2009 Incentive Stock Program. The awards have a 5-year term, with no more than 1/3 of the award vesting in any one year upon Abbott reaching a minimum return on equity target. The awards include the right to have stock withheld for tax purposes.
- [F2]These shares represent a retention award of restricted stock under the Abbott Laboratories 2009 Incentive Stock Program. The awards generally vest on the third anniversary of their grant date and include the right to have stock withheld for tax purposes.
- [F3]Balance in the Abbott Laboratories Stock Retirement Trust as of February 18, 2010.
- [F4]The reporting person disclaims beneficial ownership of all securities held by his daughters.
- [F5]Employee stock option granted pursuant to the Abbott Laboratories 2009 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option becomes exercisable in annual increments of 15,634 on 2/19/2011, 15,633 on 2/19/2012, and 15,633 on 2/19/2013.