4//SEC Filing
PECKOSH PAUL J 4
Accession 0001179110-10-004905
CIK 0000920112other
Filed
Mar 9, 7:00 PM ET
Accepted
Mar 10, 4:13 PM ET
Size
19.5 KB
Accession
0001179110-10-004905
Insider Transaction Report
Form 4
PECKOSH PAUL J
SVP, Trust
Transactions
- Gift
Common Stock
2010-03-10−200→ 95,402 total - Sale
Common Stock
2010-03-08$16.00/sh−2,000$32,000→ 0 total
Holdings
- 8,232(indirect: By 401(k))
Common Stock
- 2,275(indirect: By Spouse)
Common Stock
- 750
Non-Qualified Stock Option (Right to Buy
Exercise: $8.67Exp: 2011-06-01→ Common Stock (750 underlying) - 2,000
Non-Qualified Stock Option (Right to Buy)
Exercise: $19.48Exp: 2014-01-20→ Common Stock (2,000 underlying) - 2,000
Non-Qualified Stock Option (Right to Buy)
Exercise: $21.00Exp: 2015-02-10→ Common Stock (2,000 underlying) - 1,500
Non-Qualified Stock Option (Right to Buy)
Exercise: $18.60Exp: 2018-01-24→ Common Stock (1,500 underlying) - 6,609(indirect: HTLF Retirement Plan)
Common Stock
- 3,000
Non-Qualified Stock Option (Right to Buy
Exercise: $11.84Exp: 2013-01-21→ Common Stock (3,000 underlying) - 750
Non-Qualified Stock Option (Right to Buy
Exercise: $8.80Exp: 2012-01-15→ Common Stock (750 underlying) - 1,500
Non-Qualified Stock Option (Right to Buy
Exercise: $21.60Exp: 2016-02-06→ Common Stock (1,500 underlying) - 1,500
Non-Qualified Stock Option (Right to Buy)
Exercise: $29.65Exp: 2017-01-16→ Common Stock (1,500 underlying)
Footnotes (7)
- [F1]Includes 4,940 shares held jointly with reporting person's spouse.
- [F2]The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- [F3]Represents options to buy granted under the Company's Stock Option Plan, a Rule 16(b)(3) plan, which options vest one-third per year beginning on the 3rd anniversary of date of grant.
- [F4]Includes 2,305 Restricted Stock Awards granted under the 2005 Long-Term Incentive Plan.
- [F5]Represents shares allocated to the reporting person's account under the Heartland Financial USA, Inc. Retirement Plan as a result of the Pension Plan Protection Act of 2006.
- [F6]Includes 2,000 Restricted Stock Units (RSU). Each RSU represents the right to receive one share of common stock. The grant vests in three equal installments on the third, fourth and fifth anniversaries of the grant date.
- [F7]Double line entry - see next line for totals.
Documents
Issuer
HEARTLAND FINANCIAL USA INC
CIK 0000920112
Entity typeother
Related Parties
1- filerCIK 0001184328
Filing Metadata
- Form type
- 4
- Filed
- Mar 9, 7:00 PM ET
- Accepted
- Mar 10, 4:13 PM ET
- Size
- 19.5 KB