Russell TW Fraser 4
4 · Ascent Solar Technologies, Inc. · Filed Apr 1, 2010
Insider Transaction Report
Form 4
Russell TW Fraser
Director
Transactions
- Sale
Common Stock
2010-04-01$3.88/sh−1,000$3,875→ 30,574 total - Exercise/Conversion
Common Stock
2010-03-31+1,792→ 31,574 total - Exercise/Conversion
Restricted Stock Units
2010-03-31−1,792→ 5,376 total→ Common Stock (1,792 underlying)
Footnotes (3)
- [F1]These restricted stock units vest quarterly in 2010. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
- [F2]This transaction was effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on January 20, 2010.
- [F3]In addition to the restricted stock units, Dr. Russell holds vested options to purchase 8,000 shares of common stock that expire November 18, 2015.