Home/Filings/4/0001179110-10-006274
4//SEC Filing

Russell TW Fraser 4

Accession 0001179110-10-006274

CIK 0001350102other

Filed

Mar 31, 8:00 PM ET

Accepted

Apr 1, 4:38 PM ET

Size

8.8 KB

Accession

0001179110-10-006274

Insider Transaction Report

Form 4
Period: 2010-03-31
Transactions
  • Sale

    Common Stock

    2010-04-01$3.88/sh1,000$3,87530,574 total
  • Exercise/Conversion

    Common Stock

    2010-03-31+1,79231,574 total
  • Exercise/Conversion

    Restricted Stock Units

    2010-03-311,7925,376 total
    Common Stock (1,792 underlying)
Footnotes (3)
  • [F1]These restricted stock units vest quarterly in 2010. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
  • [F2]This transaction was effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on January 20, 2010.
  • [F3]In addition to the restricted stock units, Dr. Russell holds vested options to purchase 8,000 shares of common stock that expire November 18, 2015.

Issuer

Ascent Solar Technologies, Inc.

CIK 0001350102

Entity typeother

Related Parties

1
  • filerCIK 0001368058

Filing Metadata

Form type
4
Filed
Mar 31, 8:00 PM ET
Accepted
Apr 1, 4:38 PM ET
Size
8.8 KB