4//SEC Filing
Brooslin Viviano Sandra 4
Accession 0001179110-10-007002
CIK 0001211351other
Filed
Apr 14, 8:00 PM ET
Accepted
Apr 15, 4:13 PM ET
Size
16.4 KB
Accession
0001179110-10-007002
Insider Transaction Report
Form 4
Brooslin Viviano Sandra
EVP, Human Resources
Transactions
- Sale
Common Stock
2010-04-13$5.02/sh−21,048$105,661→ 213,825 total - Exercise/Conversion
Common Stock
2010-04-13$0.11/sh+21,048$2,315→ 234,873 total - Sale
Common Stock
2010-04-14$5.75/sh−8,355$48,041→ 205,470 total - Exercise/Conversion
Options to Purchase Common Stock
2010-04-13$0.11/sh−21,048$2,315→ 0 totalExercise: $0.11Exp: 2013-04-02→ Common Stock (21,048 underlying)
Holdings
- 75,000
Options to Purchase Common Stock
Exercise: $3.94Exp: 2019-12-01→ Common Stock (75,000 underlying) - 20,000
Options to Purchase Common Stock
Exercise: $4.74Exp: 2018-03-19→ Common Stock (20,000 underlying) - 7,756
Options to Purchase Common Stock
Exercise: $3.28Exp: 2017-03-21→ Common Stock (7,756 underlying) - 5,303
Options to Purchase Common Stock
Exercise: $3.28Exp: 2016-03-15→ Common Stock (5,303 underlying)
Footnotes (7)
- [F1]This exercise of options to purchase common stock and the sale of common stock are pursuant to the reporting person's 10b5-1 plan, which commenced on March 22, 2010 under Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
- [F2]This sale of common stock is pursuant to the reporting person's 10b5-1 plan, which commenced on March 22, 2010 under Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
- [F3]The options to purchase common stock have been fully exercised.
- [F4]The options become exercisable in four annual installments on the following dates: 18,750 shares on December 1, 2010; 18,750 shares on December 1, 2011; 18,750 shares on December 1, 2012; and 18,750 shares on December 1, 2013.
- [F5]The options become exercisable in four annual installments on the following dates: 5,000 shares on March 19, 2009; 5,000 shares on March 19, 2010; 5,000 shares on March 19, 2011; and 5,000 shares on March 19, 2012.
- [F6]The options become exercisable on the following dates: 5,817 shares on June 29, 2011 and 1,939 shares on March 21, 2012.
- [F7]The options become exercisable on June 29, 2011.
Documents
Issuer
New York & Company, Inc.
CIK 0001211351
Entity typeother
Related Parties
1- filerCIK 0001348121
Filing Metadata
- Form type
- 4
- Filed
- Apr 14, 8:00 PM ET
- Accepted
- Apr 15, 4:13 PM ET
- Size
- 16.4 KB