4//SEC Filing
Goldmann Leslie 4
Accession 0001179110-10-007003
CIK 0001211351other
Filed
Apr 14, 8:00 PM ET
Accepted
Apr 15, 4:14 PM ET
Size
15.8 KB
Accession
0001179110-10-007003
Insider Transaction Report
Form 4
Goldmann Leslie
EVP, Merchandising
Transactions
- Sale
Common Stock
2010-04-13$5.00/sh−5,262$26,310→ 5,524 total - Exercise/Conversion
Options to Purchase Common Stock
2010-04-13$0.11/sh−5,262$579→ 15,525 totalExercise: $0.11Exp: 2013-04-02→ Common Stock (5,262 underlying) - Exercise/Conversion
Common Stock
2010-04-13$0.11/sh+5,262$579→ 10,786 total
Holdings
- 3,535
Options to Purchase Common Stock
Exercise: $3.28Exp: 2016-03-15→ Common Stock (3,535 underlying) - 30,000
Options to Purchase Common Stock
Exercise: $7.18Exp: 2018-05-21→ Common Stock (30,000 underlying) - 18,308
Options to Purchase Common Stock
Exercise: $3.28Exp: 2016-05-17→ Common Stock (18,308 underlying) - 8,919
Options to Purchase Common Stock
Exercise: $3.28Exp: 2017-03-21→ Common Stock (8,919 underlying) - 70,000
Options to Purchase Common Stock
Exercise: $4.74Exp: 2018-03-19→ Common Stock (70,000 underlying)
Footnotes (6)
- [F1]This exercise of options to purchase common stock and the sale of common stock are pursuant to the reporting person's 10b5-1 plan, which commenced on March 22, 2010 under Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
- [F2]The options to purchase common stock are currently exercisable.
- [F3]The options become exercisable in four annual installments on the following dates: 7,500 shares on May 21, 2009; 7,500 shares on May 21, 2010; 7,500 shares on May 21, 2011; and 7,500 shares on May 21, 2012.
- [F4]The options become exercisable in four annual installments on the following dates: 17,500 shares on March 19, 2009; 17,500 shares on March 19, 2010; 17,500 shares on March 19, 2011; and 17,500 shares on March 19, 2012.
- [F5]The options become exercisable on the following dates: 6,689 shares on June 29, 2011 and 2,230 shares on March 21, 2012.
- [F6]The options become exercisable on June 29, 2011.
Documents
Issuer
New York & Company, Inc.
CIK 0001211351
Entity typeother
Related Parties
1- filerCIK 0001450594
Filing Metadata
- Form type
- 4
- Filed
- Apr 14, 8:00 PM ET
- Accepted
- Apr 15, 4:14 PM ET
- Size
- 15.8 KB